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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJAN icon
1401
Innovator Equity Defined Protection ETF - 2 Yr to January 2028
AJAN
$42.6M
– –
-2,074
Closed -$57K
AKAM icon
1402
Akamai
AKAM
$16.3B
– –
-1,466
Closed -$111K
AKO.B icon
1403
Embotelladora Andina Series B
AKO.B
$4.69B
– –
-32
Closed -$758
AKR icon
1404
Acadia Realty Trust
AKR
$2.96B
– –
-2,980
Closed -$60K
AL
1405
DELISTED
Air Lease Corp
AL
– –
-3,088
Closed -$197K
ALAR
1406
Alarum Technologies
ALAR
$13.2M
– –
-11
Closed -$165
ALC icon
1407
Alcon
ALC
$33.7B
– –
-1,602
Closed -$119K
ALB icon
1408
Albemarle
ALB
$13.3B
– –
-625
Closed -$50.7K
ALE
1409
DELISTED
Allete
ALE
– –
-2,767
Closed -$184K
ALEX
1410
DELISTED
Alexander & Baldwin
ALEX
– –
-22
Closed -$400
ALG icon
1411
Alamo Group
ALG
$2B
– –
-45
Closed -$8.59K
ALGM icon
1412
Allegro MicroSystems
ALGM
$8.29B
– –
-104
Closed -$3.04K
ALGN icon
1413
Align Technology
ALGN
$12.6B
– –
-345
Closed -$43.2K
ALHC icon
1414
Alignment Healthcare
ALHC
$3.81B
– –
-21
Closed -$366
ALIT icon
1415
Alight
ALIT
$523M
– –
-64
Closed -$4.18K
ALK icon
1416
Alaska Air
ALK
$5.42B
– –
-2,204
Closed -$110K
ALKS icon
1417
Alkermes
ALKS
$8.42B
– –
-112
Closed -$3.36K
ALKT icon
1418
Alkami Technology
ALKT
$1.94B
– –
-89
Closed -$2.21K
ALLY icon
1419
Ally Financial
ALLY
$13.4B
– –
-1,076
Closed -$42.2K
ALRM icon
1420
Alarm.com
ALRM
$2.7B
– –
-274
Closed -$14.5K
ALSN icon
1421
Allison Transmission
ALSN
$10B
– –
-1,512
Closed -$128K
ALX
1422
Alexander's
ALX
$1.36B
– –
-13
Closed -$3.05K
ALV icon
1423
Autoliv
ALV
$9.09B
– –
-58
Closed -$7.16K
AMBA icon
1424
Ambarella
AMBA
$3.03B
– –
-57
Closed -$4.7K
OSG
1425
Octave Specialty Group
OSG
$261M
– –
-120
Closed -$1K
55 56
57
58 59

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.