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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADMA icon
1376
ADMA Biologics
ADMA
$2.04B
– –
-41
Closed -$601
ADT icon
1377
ADT
ADT
$5.38B
– –
-383
Closed -$3.34K
ADUS icon
1378
Addus HomeCare
ADUS
$2.23B
– –
-61
Closed -$7.2K
AEG icon
1379
Aegon
AEG
$13.6B
– –
-1,901
Closed -$15.2K
AEO icon
1380
American Eagle Outfitters
AEO
$3.04B
– –
-310
Closed -$5.3K
AES icon
1381
AES
AES
$10.6B
– –
-2,799
Closed -$36.8K
AESI icon
1382
Atlas Energy Solutions
AESI
$1.37B
– –
-462
Closed -$5.25K
AFG icon
1383
American Financial Group
AFG
$12B
– –
-278
Closed -$40.5K
AFK icon
1384
VanEck Africa Index ETF
AFK
$97.2M
– –
-78
Closed -$1.9K
AFRI icon
1385
Forafric Global
AFRI
$282M
– –
-252
Closed -$2.19K
AFRM icon
1386
Affirm
AFRM
$24.2B
– –
-563
Closed -$41.1K
AGCO icon
1387
AGCO
AGCO
$8.96B
– –
-997
Closed -$107K
AGM icon
1388
Federal Agricultural Mortgage
AGM
$2.31B
– –
-197
Closed -$33.1K
AGNG icon
1389
Global X Aging Population ETF
AGNG
$88.7M
– –
-932
Closed -$31.2K
AGO icon
1390
Assured Guaranty
AGO
$3.79B
– –
-111
Closed -$9.4K
AGX icon
1391
Argan
AGX
$7.33B
– –
-530
Closed -$143K
AGYS icon
1392
Agilysys
AGYS
$3.12B
– –
-12
Closed -$1.26K
AGZ icon
1393
iShares Agency Bond ETF
AGZ
$559M
– –
-11
Closed -$1.21K
AGZD icon
1394
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
– –
-223
Closed -$5.02K
AHRT
1395
AH Realty Trust
AHRT
$540M
– –
-1,668
Closed -$11.7K
AI icon
1396
C3.ai
AI
$1.38B
– –
-50
Closed -$867
AIN icon
1397
Albany International
AIN
$2.16B
– –
-1,034
Closed -$55.1K
AIR icon
1398
AAR Corp
AIR
$5.62B
– –
-117
Closed -$10.5K
AIT icon
1399
Applied Industrial Technologies
AIT
$12.9B
– –
-244
Closed -$63.7K
AIVL icon
1400
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
– –
-150
Closed -$17.1K
54 55
56
57 58

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.