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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
1376
Alerian MLP ETF
AMLP
$12.8B
$104K ﹤0.01%
2,206
+7
+0.3% +$331
DFSD
1377
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.09B
$104K ﹤0.01%
2,175
– –
USO icon
1378
United States Oil Fund
USO
$2.01B
$104K ﹤0.01%
1,484
-7
-0.5% -$525
LVHD icon
1379
Franklin US Low Volatility High Dividend Index ETF
LVHD
$647M
$104K ﹤0.01%
2,543
-28
-1% -$1.08K
NEM icon
1380
Newmont
NEM
$96.9B
$104K ﹤0.01%
1,937
-1,824
-48% -$90.6K
CMS icon
1381
CMS Energy
CMS
$23.4B
$104K ﹤0.01%
1,466
+250
+21% +$16.4K
KNSL icon
1382
Kinsale Capital Group
KNSL
$8.54B
$103K ﹤0.01%
222
-20
-8% -$8.84K
ICOW icon
1383
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.79B
$103K ﹤0.01%
3,255
+1,500
+85% +$46.3K
SNDR icon
1384
Schneider National
SNDR
$6.37B
$103K ﹤0.01%
3,604
+382
+12% +$10.1K
GFEB icon
1385
FT Vest US Equity Moderate Buffer ETF February
GFEB
$377M
$103K ﹤0.01%
2,808
– –
BECN
1386
DELISTED
Beacon Roofing Supply, Inc.
BECN
$102K ﹤0.01%
1,185
+45
+4% +$4.01K
SCHI icon
1387
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$102K ﹤0.01%
4,436
+2,912
+191% +$66K
SE icon
1388
Sea Limited
SE
$63.4B
$102K ﹤0.01%
1,080
+362
+50% +$27.3K
SJM icon
1389
J.M. Smucker
SJM
$13.3B
$101K ﹤0.01%
837
+351
+72% +$41.4K
NEAR icon
1390
iShares Short Maturity Bond ETF
NEAR
$4.82B
$101K ﹤0.01%
1,974
-10
-0.5% -$508
AVUS icon
1391
Avantis US Equity ETF
AVUS
$13.9B
$101K ﹤0.01%
1,062
-111
-9% -$10.2K
EWW icon
1392
iShares MSCI Mexico ETF
EWW
$1.94B
$101K ﹤0.01%
1,872
-290
-13% -$16.1K
FLTR icon
1393
VanEck IG Floating Rate ETF
FLTR
$2.94B
$100K ﹤0.01%
3,927
+1,338
+52% +$34K
FAPR icon
1394
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$99.9K ﹤0.01%
2,471
+800
+48% +$31.6K
TECK icon
1395
Teck Resources
TECK
$28.7B
$99.6K ﹤0.01%
1,906
+713
+60% +$34K
CINF icon
1396
Cincinnati Financial
CINF
$28.6B
$99.2K ﹤0.01%
729
+207
+40% +$26.8K
IBKR icon
1397
Interactive Brokers
IBKR
$40.4B
$99.2K ﹤0.01%
2,848
+776
+37% +$24K
BMRN icon
1398
BioMarin Pharmaceuticals
BMRN
$12.1B
$99.1K ﹤0.01%
1,410
-24
-2% -$2.01K
AG icon
1399
First Majestic Silver
AG
$7.77B
$99K ﹤0.01%
16,500
– –
NI icon
1400
NiSource
NI
$22.2B
$98.8K ﹤0.01%
2,851
+517
+22% +$16.5K
54 55
56
57 58

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.