We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AB icon
1351
AllianceBernstein
AB
$3.49B
– –
-407
Closed -$15.6K
ABCB icon
1352
Ameris Bancorp
ABCB
$5.9B
– –
-139
Closed -$10.2K
ABCL icon
1353
AbCellera Biologics
ABCL
$1.62B
– –
-1,256
Closed -$6.32K
ABG icon
1354
Asbury Automotive
ABG
$4.49B
– –
-22
Closed -$5.38K
ABM icon
1355
ABM Industries
ABM
$2.88B
– –
-75
Closed -$3.46K
ABR icon
1356
Arbor Realty Trust
ABR
$979M
– –
-10,056
Closed -$123K
ABSI icon
1357
Absci
ABSI
$1.21B
– –
-1,500
Closed -$4.56K
ABUS icon
1358
Arbutus Biopharma
ABUS
$871M
– –
-230
Closed -$1.04K
ABVX
1359
Abivax
ABVX
$10.8B
– –
-21
Closed -$1.78K
ACA icon
1360
Arcosa
ACA
$7.13B
– –
-285
Closed -$26.7K
ACAD icon
1361
Acadia Pharmaceuticals
ACAD
$4.45B
– –
-1,043
Closed -$22.3K
ACB
1362
Aurora Cannabis
ACB
$168M
– –
-1,146
Closed -$6.83K
ACHC icon
1363
Acadia Healthcare
ACHC
$3.01B
– –
-58
Closed -$1.44K
ACHR icon
1364
Archer Aviation
ACHR
$3.68B
– –
-7,503
Closed -$71.9K
ACI icon
1365
Albertsons Companies
ACI
$5.67B
– –
-2,709
Closed -$47.4K
ACIO icon
1366
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
– –
-1,006
Closed -$43.7K
ACMR icon
1367
ACM Research
ACMR
$4.98B
– –
-41
Closed -$1.6K
ACM icon
1368
Aecom
ACM
$9.57B
– –
-710
Closed -$92.6K
ACRE
1369
Ares Commercial Real Estate
ACRE
$256M
– –
-2,270
Closed -$10.2K
ACT icon
1370
Enact Holdings
ACT
$6.7B
– –
-1,295
Closed -$49.6K
ACVA icon
1371
ACV Auctions
ACVA
$1.43B
– –
-544
Closed -$5.39K
ACVF icon
1372
American Conservative Values ETF
ACVF
$150M
– –
-601
Closed -$29.6K
ACWI icon
1373
iShares MSCI ACWI ETF
ACWI
$32.5B
– –
-353
Closed -$48.8K
ADC icon
1374
Agree Realty
ADC
$9.74B
– –
-803
Closed -$57K
ADM icon
1375
Archer Daniels Midland
ADM
$40.1B
– –
-1,701
Closed -$102K
53 54
55
56 57

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.