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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFG icon
1326
Mizuho Financial
MFG
$123B
$190K ﹤0.01%
26,006
+12,139
+88% +$83K
AM icon
1327
Antero Midstream
AM
$10.3B
$187K ﹤0.01%
10,531
+6,256
+146% +$113K
CDE icon
1328
Coeur Mining
CDE
$15.3B
$181K ﹤0.01%
10,133
+2,024
+25% +$35.2K
HYT icon
1329
BlackRock Corporate High Yield Fund
HYT
$1.36B
$178K ﹤0.01%
19,955
+2,243
+13% +$21K
FPI
1330
Farmland Partners
FPI
$418M
$153K ﹤0.01%
15,792
+1,809
+13% +$18.1K
NVDY icon
1331
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.34B
$149K ﹤0.01%
10,232
+819
+9% +$12.6K
FOF icon
1332
Cohen & Steers Closed End Opportunity Fund
FOF
$375M
$146K ﹤0.01%
11,080
+787
+8% +$10.3K
FRSH icon
1333
Freshworks
FRSH
$3.08B
$145K ﹤0.01%
11,867
+7,549
+175% +$89.2K
AMZY icon
1334
YieldMax AMZN Option Income Strategy ETF
AMZY
$235M
$141K ﹤0.01%
10,621
+833
+9% +$11.6K
WU icon
1335
Western Union
WU
$2.58B
$140K ﹤0.01%
15,002
+3,085
+26% +$27.2K
GNL icon
1336
Global Net Lease
GNL
$1.87B
$130K ﹤0.01%
15,131
+117
+0.8% +$938
ETJ
1337
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$559M
$119K ﹤0.01%
13,474
-3,696
-22% -$32.6K
BHC icon
1338
Bausch Health
BHC
$1.7B
$118K ﹤0.01%
17,030
– –
TAIL icon
1339
Cambria Tail Risk ETF
TAIL
$149M
$116K ﹤0.01%
10,099
+6,759
+202% +$79.9K
PK icon
1340
Park Hotels & Resorts
PK
$3.05B
$112K ﹤0.01%
10,684
+927
+10% +$9.93K
ERIC icon
1341
Ericsson
ERIC
$32.8B
$108K ﹤0.01%
11,232
-807
-7% -$7.64K
SLI
1342
Standard Lithium
SLI
$493M
$93.9K ﹤0.01%
21,000
-8,670
-29% -$36.7K
NOK icon
1343
Nokia
NOK
$49.6B
$65.8K ﹤0.01%
10,174
+2,517
+33% +$15.6K
ABEV icon
1344
Ambev
ABEV
$48.2B
$48.4K ﹤0.01%
19,593
+6,208
+46% +$14.8K
AAAU icon
1345
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.44B
– –
-2,265
Closed -$86.3K
AA icon
1346
Alcoa
AA
$11.7B
– –
-239
Closed -$7.86K
AAL icon
1347
American Airlines Group
AAL
$10.2B
– –
-1,723
Closed -$19.4K
AAON icon
1348
Aaon
AAON
$7.73B
– –
-251
Closed -$23.5K
AAP icon
1349
Advance Auto Parts
AAP
$3.53B
– –
-2,874
Closed -$176K
AAT
1350
American Assets Trust
AAT
$1.48B
– –
-122
Closed -$2.48K
52 53
54
55 56

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.