We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPN icon
1251
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$219K ﹤0.01%
3,908
-70
-2% -$3.88K
SCHI icon
1252
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$217K ﹤0.01%
9,406
+4,989
+113% +$114K
CMP icon
1253
Compass Minerals
CMP
$1.25B
$217K ﹤0.01%
11,299
+137
+1% +$2.72K
ENOV icon
1254
Enovis
ENOV
$1.63B
$217K ﹤0.01%
7,142
+455
+7% +$13.8K
CGSD icon
1255
Capital Group Short Duration Income ETF
CGSD
$2.39B
$216K ﹤0.01%
8,300
– –
WSO icon
1256
Watsco Inc
WSO
$15B
$215K ﹤0.01%
533
+147
+38% +$62.9K
FQAL icon
1257
Fidelity Quality Factor ETF
FQAL
$1.41B
$215K ﹤0.01%
2,873
+2,110
+277% +$152K
BCS icon
1258
Barclays
BCS
$96.3B
$213K ﹤0.01%
10,297
+731
+8% +$14.5K
KEY icon
1259
KeyCorp
KEY
$24.1B
$213K ﹤0.01%
11,383
+1,006
+10% +$18.6K
CHTR icon
1260
Charter Communications
CHTR
$15.7B
$213K ﹤0.01%
773
-175
-18% -$52.9K
EVMO
1261
Eaton Vance Mortgage Opportunities ETF
EVMO
$862M
$212K ﹤0.01%
+4,199
New +$211K
BLES icon
1262
Inspire Global Hope ETF
BLES
$159M
$212K ﹤0.01%
4,989
+811
+19% +$33.8K
FV icon
1263
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$211K ﹤0.01%
3,412
-31,973
-90% -$1.95M
LULU icon
1264
lululemon athletica
LULU
$13.4B
$209K ﹤0.01%
1,177
+103
+10% +$20.6K
IP icon
1265
International Paper
IP
$22.5B
$209K ﹤0.01%
4,510
-3,837
-46% -$187K
COMT icon
1266
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$209K ﹤0.01%
7,793
-368
-5% -$9.73K
GJUN icon
1267
FT Vest US Equity Moderate Buffer ETF June
GJUN
$512M
$208K ﹤0.01%
5,350
– –
PJUN icon
1268
Innovator US Equity Power Buffer ETF June
PJUN
$951M
$208K ﹤0.01%
5,045
-20
-0.4% -$809
FTRI icon
1269
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$207K ﹤0.01%
13,654
-4,189
-23% -$61.7K
THC icon
1270
Tenet Healthcare
THC
$21B
$207K ﹤0.01%
1,019
+348
+52% +$61.7K
HYD icon
1271
VanEck High Yield Muni ETF
HYD
$4.45B
$207K ﹤0.01%
4,064
+2,346
+137% +$117K
LII icon
1272
Lennox International
LII
$19B
$206K ﹤0.01%
390
+5
+1% +$2.92K
ARM icon
1273
Arm
ARM
$284B
$206K ﹤0.01%
1,457
+407
+39% +$59.3K
URTH icon
1274
iShares MSCI World ETF
URTH
$7.91B
$205K ﹤0.01%
1,127
-28
-2% -$4.89K
SF
1275
Stifel
SF
$12.5B
$204K ﹤0.01%
2,703
+445
+20% +$33.3K
49 50
51
52 53

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.