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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
1226
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$231K ﹤0.01%
4,039
+157
+4% +$8.85K
VIRT icon
1227
Virtu Financial
VIRT
$5.12B
$231K ﹤0.01%
6,498
+1,541
+31% +$63.3K
TRFM icon
1228
AAM Transformers ETF
TRFM
$241M
$229K ﹤0.01%
+4,734
New +$213K
RIFR
1229
Russell Investments Global Infrastructure ETF
RIFR
$43.5M
$229K ﹤0.01%
8,818
+5,650
+178% +$144K
SELV icon
1230
SEI QiM U.S. Large Cap Low Volatility Active ETF
SELV
$254M
$228K ﹤0.01%
7,138
+180
+3% +$5.63K
JGRO icon
1231
JPMorgan Active Growth ETF
JGRO
$9.33B
$228K ﹤0.01%
2,429
+64
+3% +$5.71K
CINF icon
1232
Cincinnati Financial
CINF
$28.5B
$227K ﹤0.01%
1,438
-144
-9% -$21.9K
HLI icon
1233
Houlihan Lokey
HLI
$9.75B
$227K ﹤0.01%
1,107
-5
-0.4% -$980
GEF icon
1234
Greif
GEF
$4.56B
$226K ﹤0.01%
3,788
+294
+8% +$19K
XBIL icon
1235
US Treasury 6 Month Bill ETF
XBIL
$742M
$226K ﹤0.01%
4,493
+1,220
+37% +$61.1K
PCG icon
1236
PG&E
PCG
$47.2B
$225K ﹤0.01%
14,945
-1,909
-11% -$27.8K
CCEP icon
1237
Coca-Cola Europacific Partners
CCEP
$48.1B
$225K ﹤0.01%
2,484
+250
+11% +$23.2K
OKE icon
1238
Oneok
OKE
$56.4B
$224K ﹤0.01%
3,065
-6,348
-67% -$486K
OHI icon
1239
Omega Healthcare
OHI
$15.3B
$223K ﹤0.01%
5,289
+1,470
+38% +$59.3K
BIZD icon
1240
VanEck BDC Income ETF
BIZD
$1.6B
$223K ﹤0.01%
14,894
-14,996
-50% -$240K
HUBB icon
1241
Hubbell
HUBB
$26.3B
$222K ﹤0.01%
516
+22
+4% +$9.47K
L icon
1242
Loews
L
$24.4B
$222K ﹤0.01%
2,211
+117
+6% +$11.1K
JKHY icon
1243
Jack Henry & Associates
JKHY
$10.9B
$222K ﹤0.01%
1,490
-2
-0.1% -$332
NUE icon
1244
Nucor
NUE
$56.4B
$221K ﹤0.01%
1,635
-215
-12% -$30.4K
TRP icon
1245
TC Energy
TRP
$71.2B
$221K ﹤0.01%
4,069
+562
+16% +$28.2K
SAIA icon
1246
Saia
SAIA
$11.2B
$221K ﹤0.01%
738
+9
+1% +$2.71K
ACIW icon
1247
ACI Worldwide
ACIW
$5.88B
$221K ﹤0.01%
4,181
+3,995
+2,148% +$189K
RS icon
1248
Reliance Steel & Aluminium
RS
$20.6B
$220K ﹤0.01%
785
+38
+5% +$11.4K
FDD icon
1249
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$220K ﹤0.01%
13,616
-470
-3% -$7.5K
XYL icon
1250
Xylem
XYL
$28.6B
$219K ﹤0.01%
1,487
+175
+13% +$24.3K
48 49
50
51 52

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.