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Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.3%
2 Technology 7.74%
3 Financials 4.41%
4 Healthcare 3.74%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNSR icon
101
Global X Internet of Things ETF
SNSR
$207M
$6.36M 0.2%
175,545
+6,415
+4% +$223K
GEM icon
102
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.78B
$6.34M 0.2%
202,439
-43,247
-18% -$1.32M
ETV
103
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$6.34M 0.2%
490,307
+47,406
+11% +$603K
GOVT icon
104
iShares US Treasury Bond ETF
GOVT
$41.5B
$6.27M 0.2%
275,446
+11,067
+4% +$252K
YLD icon
105
Principal Active High Yield ETF
YLD
$610M
$6.26M 0.2%
326,841
+91,519
+39% +$1.73M
DIS icon
106
Walt Disney
DIS
$180B
$6.22M 0.19%
50,829
+5,439
+12% +$568K
MTUM icon
107
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
$6.04M 0.19%
32,235
+27,962
+654% +$4.88M
ABBV icon
108
AbbVie
ABBV
$443B
$6.03M 0.19%
33,131
+1,248
+4% +$215K
XLE icon
109
State Street Energy Select Sector SPDR ETF
XLE
$43B
$5.97M 0.19%
126,514
-7,092
-5% -$305K
IQV icon
110
IQVIA
IQV
$42.3B
$5.96M 0.19%
23,580
+2,076
+10% +$485K
CII icon
111
BlackRock Enhanced Captial and Income Fund
CII
$1.06B
$5.93M 0.18%
304,300
-26,465
-8% -$509K
ELV icon
112
Elevance Health
ELV
$86.1B
$5.93M 0.18%
11,433
+1,149
+11% +$571K
MRK icon
113
Merck
MRK
$364B
$5.78M 0.18%
43,799
+4,041
+10% +$498K
AVGO icon
114
Broadcom
AVGO
$1.73T
$5.65M 0.18%
42,660
+300
+0.7% +$37.2K
IJH icon
115
iShares Core S&P Mid-Cap ETF
IJH
$124B
$5.54M 0.17%
91,261
+6,811
+8% +$386K
QCOM icon
116
Qualcomm
QCOM
$188B
$5.54M 0.17%
32,717
+3,379
+12% +$522K
VYM icon
117
Vanguard High Dividend Yield ETF
VYM
$82.5B
$5.39M 0.17%
44,570
-1,104
-2% -$126K
CMCSA icon
118
Comcast
CMCSA
$87.3B
$5.37M 0.17%
123,903
+12,530
+11% +$541K
HD icon
119
Home Depot
HD
$310B
$5.33M 0.17%
13,893
+1,277
+10% +$467K
KMX icon
120
CarMax
KMX
$8.56B
$5.27M 0.16%
60,456
+6,287
+12% +$476K
BSV icon
121
Vanguard Short-Term Bond ETF
BSV
$46.4B
$5.15M 0.16%
67,107
-26,320
-28% -$2.02M
ITOT icon
122
iShares Core S&P Total US Stock Market ETF
ITOT
$95.9B
$5.11M 0.16%
44,278
-4,798
-10% -$526K
SBUX icon
123
Starbucks
SBUX
$114B
$5.1M 0.16%
55,850
+15,029
+37% +$1.4M
IGF icon
124
iShares Global Infrastructure ETF
IGF
$10.5B
$5.07M 0.16%
106,397
+13,772
+15% +$633K
COST icon
125
Costco
COST
$400B
$5.06M 0.16%
6,902
+1,176
+21% +$840K
3 4
5
6 7

Similar funds

GLF
Groupe la Francaise Paris, France $8.31B AUM 37.53% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $8.3B AUM 27.66% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, down from 70% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.