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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
1201
Lamb Weston
LW
$7.3B
$260K ﹤0.01%
6,217
+342
+6% +$20.1K
RIO icon
1202
Rio Tinto
RIO
$150B
$260K ﹤0.01%
3,252
+421
+15% +$30.3K
PCG icon
1203
PG&E
PCG
$38.8B
$260K ﹤0.01%
16,150
+1,205
+8% +$19.2K
JQUA icon
1204
JPMorgan US Quality Factor ETF
JQUA
$8.16B
$258K ﹤0.01%
4,078
+76
+2% +$4.77K
DNL icon
1205
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$258K ﹤0.01%
6,248
+328
+6% +$13.4K
IUS icon
1206
Invesco RAFI Strategic US ETF
IUS
$907M
$257K ﹤0.01%
4,503
+210
+5% +$11.8K
ACLS icon
1207
Axcelis
ACLS
$3.94B
$257K ﹤0.01%
3,200
+1,419
+80% +$119K
COKE icon
1208
Coca-Cola Consolidated
COKE
$12.4B
$256K ﹤0.01%
1,668
-22
-1% -$3.23K
GEF icon
1209
Greif
GEF
$4.56B
$255K ﹤0.01%
3,773
-15
-0.4% -$939
HALO icon
1210
Halozyme
HALO
$9.66B
$255K ﹤0.01%
3,785
+1,006
+36% +$67.7K
BMAY icon
1211
Innovator US Equity Buffer ETF May
BMAY
$230M
$254K ﹤0.01%
5,667
– –
GDDY icon
1212
GoDaddy
GDDY
$12.8B
$254K ﹤0.01%
2,046
-337
-14% -$43.6K
RWJ icon
1213
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$252K ﹤0.01%
5,177
-182
-3% -$8.79K
HUBB icon
1214
Hubbell
HUBB
$26.3B
$252K ﹤0.01%
567
+51
+10% +$22.3K
FNCL icon
1215
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$252K ﹤0.01%
3,236
-41
-1% -$3.1K
URTH icon
1216
iShares MSCI World ETF
URTH
$7.91B
$251K ﹤0.01%
1,353
+226
+20% +$41.6K
UTG icon
1217
Reaves Utility Income Fund
UTG
$3.64B
$251K ﹤0.01%
6,869
+60
+0.9% +$2.28K
SELV icon
1218
SEI QiM U.S. Large Cap Low Volatility Active ETF
SELV
$254M
$250K ﹤0.01%
7,725
+587
+8% +$18.7K
LULU icon
1219
lululemon athletica
LULU
$13.4B
$249K ﹤0.01%
1,198
+21
+2% +$3.8K
XCEM icon
1220
Columbia EM Core ex-China ETF
XCEM
$1.91B
$249K ﹤0.01%
6,483
– –
AMSC icon
1221
American Superconductor
AMSC
$1.48B
$249K ﹤0.01%
8,636
+688
+9% +$29.7K
EMGF icon
1222
iShares Emerging Markets Equity Factor ETF
EMGF
$1.81B
$247K ﹤0.01%
4,270
+152
+4% +$8.76K
WCC
1223
WESCO International
WCC
$16.5B
$247K ﹤0.01%
1,009
+537
+114% +$132K
CPAY icon
1224
Corpay
CPAY
$24.8B
$247K ﹤0.01%
820
-84
-9% -$24.4K
BSCV icon
1225
Invesco BulletShares 2031 Corporate Bond ETF
BSCV
$1.76B
$247K ﹤0.01%
14,772
+2,641
+22% +$44.1K
47 48
49
50 51

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.