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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMSI icon
1126
Merit Medical Systems
MMSI
$4.54B
$316K ﹤0.01%
3,590
+113
+3% +$9.62K
IYY icon
1127
iShares Dow Jones US ETF
IYY
$2.93B
$315K ﹤0.01%
1,900
-54
-3% -$8.89K
CP icon
1128
Canadian Pacific Kansas City
CP
$81.1B
$313K ﹤0.01%
4,246
-842
-17% -$62K
AFLG icon
1129
First Trust Active Factor Large Cap ETF
AFLG
$696M
$312K ﹤0.01%
7,987
+309
+4% +$12K
EWX icon
1130
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$667M
$312K ﹤0.01%
4,747
-607
-11% -$40.3K
EXAS
1131
DELISTED
Exact Sciences
EXAS
$311K ﹤0.01%
3,058
+111
+4% +$8.91K
USPH icon
1132
US Physical Therapy
USPH
$1.17B
$309K ﹤0.01%
3,963
-681
-15% -$55.3K
CHDN icon
1133
Churchill Downs
CHDN
$6.15B
$307K ﹤0.01%
2,702
-97
-3% -$10.1K
BAX icon
1134
Baxter International
BAX
$12.1B
$307K ﹤0.01%
16,085
+2,447
+18% +$49K
QQEW icon
1135
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$307K ﹤0.01%
2,161
– –
VIRT icon
1136
Virtu Financial
VIRT
$5.12B
$307K ﹤0.01%
9,218
+2,720
+42% +$93K
BJ icon
1137
BJs Wholesale Club
BJ
$12.1B
$306K ﹤0.01%
3,402
-596
-15% -$54.7K
FSMD icon
1138
Fidelity Small-Mid Multifactor ETF
FSMD
$2.52B
$306K ﹤0.01%
6,924
+268
+4% +$11.7K
BOOT icon
1139
Boot Barn
BOOT
$4.71B
$304K ﹤0.01%
1,722
+660
+62% +$123K
RGA icon
1140
Reinsurance Group of America
RGA
$15.7B
$303K ﹤0.01%
1,490
+52
+4% +$10.1K
OKTA icon
1141
Okta
OKTA
$23.9B
$302K ﹤0.01%
3,494
+77
+2% +$6.72K
FMAT icon
1142
Fidelity MSCI Materials Index ETF
FMAT
$587M
$302K ﹤0.01%
5,684
-5,958
-51% -$308K
RF icon
1143
Regions Financial
RF
$26.2B
$302K ﹤0.01%
11,128
-2,209
-17% -$56.4K
SILJ icon
1144
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$301K ﹤0.01%
10,892
– –
CTRE icon
1145
CareTrust REIT
CTRE
$10.1B
$301K ﹤0.01%
8,319
+1,630
+24% +$58.4K
STLD icon
1146
Steel Dynamics
STLD
$36.1B
$298K ﹤0.01%
1,761
+311
+21% +$49.4K
IBDS icon
1147
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$298K ﹤0.01%
12,283
+222
+2% +$5.39K
IBKR icon
1148
Interactive Brokers
IBKR
$41.1B
$298K ﹤0.01%
4,627
+116
+3% +$7.76K
IBIT icon
1149
iShares Bitcoin Trust
IBIT
$48.2B
$297K ﹤0.01%
+5,989
New +$340K
IBDU icon
1150
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.02B
$295K ﹤0.01%
12,621
+474
+4% +$11.1K
44 45
46
47 48

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.