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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIVI icon
1126
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.66B
$296K ﹤0.01%
7,946
+4,338
+120% +$158K
IBDS icon
1127
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$294K ﹤0.01%
12,061
– –
FSMD icon
1128
Fidelity Small-Mid Multifactor ETF
FSMD
$2.52B
$293K ﹤0.01%
6,656
+532
+9% +$22.9K
CIEN icon
1129
Ciena
CIEN
$53.4B
$292K ﹤0.01%
2,006
-466
-19% -$47.5K
FNF icon
1130
Fidelity National Financial
FNF
$14B
$291K ﹤0.01%
4,817
+145
+3% +$8.42K
ESI icon
1131
Element Solutions
ESI
$9.22B
$291K ﹤0.01%
11,555
+1,763
+18% +$43.9K
RJF icon
1132
Raymond James Financial
RJF
$33.3B
$290K ﹤0.01%
1,680
-55
-3% -$9.11K
MMSI icon
1133
Merit Medical Systems
MMSI
$4.54B
$289K ﹤0.01%
3,477
+374
+12% +$32.6K
WAFD icon
1134
WaFd
WAFD
$2.69B
$289K ﹤0.01%
9,544
-388
-4% -$11.9K
PR
1135
Permian Resources
PR
$17B
$288K ﹤0.01%
22,507
+2,438
+12% +$33.4K
SGI
1136
Somnigroup International
SGI
$15.3B
$286K ﹤0.01%
3,393
+326
+11% +$25.7K
IBDU icon
1137
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.02B
$285K ﹤0.01%
12,147
+350
+3% +$8.18K
IXN icon
1138
iShares Global Tech ETF
IXN
$8.27B
$284K ﹤0.01%
2,755
+241
+10% +$23.3K
EW icon
1139
Edwards Lifesciences
EW
$47.8B
$282K ﹤0.01%
3,630
+1,991
+121% +$156K
VIPS icon
1140
Vipshop
VIPS
$7.08B
$281K ﹤0.01%
14,301
+13,986
+4,440% +$232K
IBTJ icon
1141
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.31B
$280K ﹤0.01%
12,746
– –
GUNR icon
1142
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$279K ﹤0.01%
6,372
-758
-11% -$31.8K
GFEB icon
1143
FT Vest US Equity Moderate Buffer ETF February
GFEB
$378M
$279K ﹤0.01%
6,873
– –
IMTB icon
1144
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$279K ﹤0.01%
6,307
-17
-0.3% -$743
FDN icon
1145
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$278K ﹤0.01%
995
+30
+3% +$8.22K
XP icon
1146
XP
XP
$8.65B
$278K ﹤0.01%
14,773
+3,165
+27% +$56.8K
RGA icon
1147
Reinsurance Group of America
RGA
$15.7B
$276K ﹤0.01%
1,438
-27
-2% -$5.17K
FRI icon
1148
First Trust S&P REIT Index Fund
FRI
$194M
$276K ﹤0.01%
9,810
-1,330
-12% -$36.5K
UTHR icon
1149
United Therapeutics
UTHR
$26.3B
$275K ﹤0.01%
655
-1,250
-66% -$420K
PSLV icon
1150
Sprott Physical Silver Trust
PSLV
$12B
$274K ﹤0.01%
17,443
+4,326
+33% +$57.8K
44 45
46
47 48

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.