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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLEX icon
1126
Flex
FLEX
$42.5B
$188K ﹤0.01%
5,638
-230
-4% -$7.07K
SAIA icon
1127
Saia
SAIA
$11.2B
$188K ﹤0.01%
431
+118
+38% +$50K
FEMS icon
1128
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$244M
$188K ﹤0.01%
4,587
+325
+8% +$13K
IBN icon
1129
ICICI Bank
IBN
$107B
$188K ﹤0.01%
6,296
+448
+8% +$13K
HPE icon
1130
Hewlett Packard
HPE
$63.8B
$187K ﹤0.01%
9,150
+3,043
+50% +$58.2K
AVUV icon
1131
Avantis US Small Cap Value ETF
AVUV
$30.3B
$187K ﹤0.01%
1,945
+1,645
+548% +$154K
EHC icon
1132
Encompass Health
EHC
$11.3B
$187K ﹤0.01%
1,930
+38
+2% +$3.42K
ZBH icon
1133
Zimmer Biomet
ZBH
$17.8B
$186K ﹤0.01%
1,724
-394
-19% -$43K
IXN icon
1134
iShares Global Tech ETF
IXN
$8.27B
$185K ﹤0.01%
2,243
-543
-19% -$43.9K
IWC icon
1135
iShares Micro-Cap ETF
IWC
$1.45B
$185K ﹤0.01%
1,500
-377
-20% -$45.6K
BCPC
1136
Balchem Corp
BCPC
$5.29B
$184K ﹤0.01%
1,048
+141
+16% +$24K
IPG
1137
DELISTED
Interpublic Group of Companies
IPG
$184K ﹤0.01%
5,831
-234
-4% -$7.18K
RS icon
1138
Reliance Steel & Aluminium
RS
$20.6B
$183K ﹤0.01%
632
+183
+41% +$52.4K
IUS icon
1139
Invesco RAFI Strategic US ETF
IUS
$907M
$182K ﹤0.01%
3,626
+1,210
+50% +$58.7K
NCLH icon
1140
Norwegian Cruise Line
NCLH
$9.2B
$181K ﹤0.01%
8,847
-272
-3% -$4.94K
CHRD icon
1141
Chord Energy
CHRD
$7.42B
$181K ﹤0.01%
1,392
+145
+12% +$22.2K
MTBA icon
1142
Simplify MBS ETF
MTBA
$1.53B
$181K ﹤0.01%
+3,519
New +$180K
RWL icon
1143
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$181K ﹤0.01%
1,845
+573
+45% +$54.4K
IYT icon
1144
iShares US Transportation ETF
IYT
$2.32B
$181K ﹤0.01%
2,625
+295
+13% +$19.4K
MMSI icon
1145
Merit Medical Systems
MMSI
$4.54B
$181K ﹤0.01%
1,829
+248
+16% +$22.7K
RIO icon
1146
Rio Tinto
RIO
$150B
$179K ﹤0.01%
2,514
-68
-3% -$4.37K
NEU icon
1147
NewMarket
NEU
$7.13B
$178K ﹤0.01%
322
+41
+15% +$22.5K
ETJ
1148
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$177K ﹤0.01%
19,269
– –
CWST icon
1149
Casella Waste Systems
CWST
$5.68B
$177K ﹤0.01%
1,783
+175
+11% +$18.1K
EXPD icon
1150
Expeditors International
EXPD
$22.4B
$177K ﹤0.01%
1,347
+110
+9% +$13.5K
44 45
46
47 48

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.