We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARTY
1101
iShares Future AI & Tech ETF
ARTY
$3.47B
$332K 0.01%
6,888
+1,739
+34% +$83.8K
BKSE icon
1102
BNY Mellon US Small Cap Core Equity ETF
BKSE
$86.4M
$331K 0.01%
8,817
+105
+1% +$3.91K
XPO icon
1103
XPO
XPO
$24.4B
$330K 0.01%
2,427
-539
-18% -$73.4K
CYBR
1104
DELISTED
CyberArk
CYBR
$329K 0.01%
738
-81
-10% -$39K
KEYS icon
1105
Keysight
KEYS
$53.6B
$328K 0.01%
1,616
+248
+18% +$46K
GTES icon
1106
Gates Industrial Corporation Ltd.
GTES
$6.72B
$328K 0.01%
15,287
+856
+6% +$19.8K
HAS icon
1107
Hasbro
HAS
$12.8B
$328K 0.01%
3,998
-479
-11% -$37.6K
SXI icon
1108
Standex International
SXI
$3.75B
$327K 0.01%
1,503
-46
-3% -$10.7K
RUSC
1109
Russell Investments U.S. Small Cap Equity ETF
RUSC
$79.7M
$326K 0.01%
10,476
-4,143
-28% -$127K
JKHY icon
1110
Jack Henry & Associates
JKHY
$10.9B
$325K 0.01%
1,781
+291
+20% +$48.5K
BBJP icon
1111
JPMorgan BetaBuilders Japan ETF
BBJP
$17.4B
$325K 0.01%
4,929
-357
-7% -$24.3K
DG icon
1112
Dollar General
DG
$27.2B
$325K 0.01%
2,446
+1,061
+77% +$118K
DFUV icon
1113
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$324K 0.01%
6,957
-15
-0.2% -$680
BDEC icon
1114
Innovator US Equity Buffer ETF December
BDEC
$216M
$323K 0.01%
6,525
-34
-0.5% -$1.66K
RKLB icon
1115
Rocket Lab Corp
RKLB
$41.8B
$323K 0.01%
4,634
+1,143
+33% +$65.5K
TTD icon
1116
Trade Desk
TTD
$8.41B
$323K 0.01%
8,516
-2,322
-21% -$103K
STWD icon
1117
Starwood Property Trust
STWD
$6.15B
$322K 0.01%
17,882
+4,679
+35% +$86.1K
NUE icon
1118
Nucor
NUE
$56.4B
$321K ﹤0.01%
1,967
+332
+20% +$49.9K
MWA icon
1119
Mueller Water Products
MWA
$3.94B
$320K ﹤0.01%
13,445
+87
+0.7% +$2.16K
DVN icon
1120
Devon Energy
DVN
$49.8B
$320K ﹤0.01%
8,725
-195
-2% -$6.81K
SMR icon
1121
NuScale Power
SMR
$2.96B
$319K ﹤0.01%
22,534
+6,944
+45% +$199K
SGI
1122
Somnigroup International
SGI
$15.3B
$319K ﹤0.01%
3,573
+180
+5% +$15.7K
VFH icon
1123
Vanguard Financials ETF
VFH
$13.5B
$319K ﹤0.01%
2,388
+13
+0.5% +$1.69K
GTLB icon
1124
GitLab
GTLB
$5.55B
$318K ﹤0.01%
8,461
+601
+8% +$26K
FLOT icon
1125
iShares Floating Rate Bond ETF
FLOT
$10.2B
$317K ﹤0.01%
6,223
+51
+0.8% +$2.6K
43 44
45
46 47

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.