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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
1026
HP
HPQ
$24.3B
$400K 0.01%
17,941
+264
+1% +$6.73K
RWL icon
1027
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$399K 0.01%
3,487
+284
+9% +$32K
PPL
1028
PPL Corp
PPL
$27.1B
$398K 0.01%
11,352
-2,568
-18% -$92.6K
TROW icon
1029
T. Rowe Price
TROW
$25.5B
$397K 0.01%
3,881
+2,248
+138% +$232K
PSLV icon
1030
Sprott Physical Silver Trust
PSLV
$12B
$396K 0.01%
16,759
-684
-4% -$12.5K
GEHC icon
1031
GE HealthCare
GEHC
$27.8B
$396K 0.01%
4,831
+101
+2% +$7.87K
GUNR icon
1032
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$396K 0.01%
8,629
+2,257
+35% +$100K
THW
1033
abrdn World Healthcare Fund
THW
$531M
$394K 0.01%
30,852
+1,882
+6% +$23.9K
LDSF icon
1034
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$394K 0.01%
20,560
-1,998
-9% -$38.3K
KMI icon
1035
Kinder Morgan
KMI
$70.6B
$393K 0.01%
14,297
-148
-1% -$4K
DFIV icon
1036
Dimensional International Value ETF
DFIV
$20.9B
$392K 0.01%
7,862
-786
-9% -$37.4K
URNM icon
1037
Sprott Uranium Miners ETF
URNM
$1.81B
$392K 0.01%
7,145
+796
+13% +$46K
XMVM icon
1038
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$389K 0.01%
6,064
-54
-0.9% -$3.34K
AME icon
1039
Ametek
AME
$55.7B
$384K 0.01%
1,873
+170
+10% +$33.1K
BKMC icon
1040
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$655M
$382K 0.01%
10,518
+198
+2% +$7.17K
TLTW icon
1041
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.87B
$381K 0.01%
16,789
+16,654
+12,336% +$389K
RFIX
1042
Simplify Bond Bull ETF
RFIX
$49.6M
$379K 0.01%
10,443
+2,613
+33% +$108K
MGC icon
1043
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
$378K 0.01%
1,506
+165
+12% +$41K
IGRO icon
1044
iShares International Dividend Growth ETF
IGRO
$1.28B
$376K 0.01%
4,538
+96
+2% +$7.77K
JBND icon
1045
JPMorgan Active Bond ETF
JBND
$8.45B
$375K 0.01%
6,936
-124
-2% -$6.73K
XLY icon
1046
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$374K 0.01%
3,133
+385
+14% +$45.6K
ARKK icon
1047
ARK Innovation ETF
ARKK
$5.74B
$373K 0.01%
4,851
+74
+2% +$6.13K
SCHI icon
1048
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$373K 0.01%
16,235
+6,829
+73% +$157K
NWG icon
1049
NatWest
NWG
$72.8B
$373K 0.01%
21,293
-787
-4% -$12.5K
LTH icon
1050
Life Time Group Holdings
LTH
$9.74B
$373K 0.01%
14,016
-26
-0.2% -$677
40 41
42
43 44

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.