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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFIC icon
951
MidCap Financial Investment
MFIC
$790M
$482K 0.01%
42,135
+1,785
+4% +$21.2K
MKC icon
952
McCormick & Company Non-Voting
MKC
$13.6B
$481K 0.01%
7,055
+377
+6% +$25K
LNT icon
953
Alliant Energy
LNT
$19.1B
$480K 0.01%
7,387
+127
+2% +$8.51K
QSR icon
954
Restaurant Brands International
QSR
$25.8B
$480K 0.01%
7,032
+418
+6% +$28.8K
DRI icon
955
Darden Restaurants
DRI
$23.4B
$479K 0.01%
2,601
-298
-10% -$54.3K
CLIP icon
956
Global X 1-3 Month T-Bill ETF
CLIP
$2.59B
$477K 0.01%
4,767
+442
+10% +$44.3K
TDIV icon
957
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.1B
$477K 0.01%
4,923
+183
+4% +$18K
BKR icon
958
Baker Hughes
BKR
$60.1B
$474K 0.01%
10,419
+792
+8% +$37.6K
BP icon
959
BP
BP
$109B
$473K 0.01%
13,617
+777
+6% +$27.3K
BWX icon
960
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$473K 0.01%
20,984
+607
+3% +$13.7K
VUSB icon
961
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$470K 0.01%
9,433
+7,059
+297% +$352K
IBTI icon
962
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.88B
$468K 0.01%
20,938
+1,958
+10% +$43.8K
VGSH icon
963
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$467K 0.01%
7,951
+952
+14% +$56K
SMTC icon
964
Semtech
SMTC
$11.3B
$467K 0.01%
6,336
-8
-0.1% -$568
FWONK icon
965
Liberty Media Series C
FWONK
$24.6B
$466K 0.01%
4,726
+118
+3% +$11.6K
LYB icon
966
LyondellBasell Industries
LYB
$18.9B
$462K 0.01%
10,671
-268
-2% -$12.1K
FDT icon
967
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$460K 0.01%
5,791
-18
-0.3% -$1.39K
FBP icon
968
First Bancorp
FBP
$4.39B
$456K 0.01%
21,997
– –
QWLD
969
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$173M
$455K 0.01%
3,177
+23
+0.7% +$3.26K
ESGU icon
970
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$454K 0.01%
3,045
-55
-2% -$8.13K
IBDR icon
971
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.43B
$452K 0.01%
18,654
+1,651
+10% +$40K
FLQM icon
972
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.58B
$452K 0.01%
8,026
+682
+9% +$38.3K
MGM icon
973
MGM Resorts International
MGM
$11.8B
$451K 0.01%
12,362
-34
-0.3% -$1.15K
JPIE icon
974
JPMorgan Income ETF
JPIE
$10.1B
$451K 0.01%
9,736
+7,808
+405% +$362K
DPZ icon
975
Domino's
DPZ
$11.4B
$449K 0.01%
1,078
+43
+4% +$17.9K
37 38
39
40 41

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.