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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
951
BP
BP
$110B
$442K 0.01%
12,840
+727
+6% +$24.4K
EQIX icon
952
Equinix
EQIX
$104B
$442K 0.01%
564
+59
+12% +$46.1K
FDT icon
953
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$438K 0.01%
5,809
+75
+1% +$5.42K
TER icon
954
Teradyne
TER
$51.5B
$438K 0.01%
3,179
-238
-7% -$26K
WAT icon
955
Waters Corp
WAT
$36.4B
$437K 0.01%
1,459
-139
-9% -$41.9K
FCNCA icon
956
First Citizens BancShares
FCNCA
$24.5B
$437K 0.01%
244
+32
+15% +$63.1K
IWN icon
957
iShares Russell 2000 Value ETF
IWN
$14.4B
$436K 0.01%
2,467
-53
-2% -$8.95K
TCHP icon
958
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.06B
$436K 0.01%
8,922
-676
-7% -$31.8K
PBDC icon
959
Putnam BDC Income ETF
PBDC
$276M
$435K 0.01%
13,699
+2,636
+24% +$88.6K
RSPH icon
960
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$753M
$435K 0.01%
14,799
+801
+6% +$23.2K
SFM icon
961
Sprouts Farmers Market
SFM
$7.19B
$435K 0.01%
3,996
+2,980
+293% +$434K
CLIP icon
962
Global X 1-3 Month T-Bill ETF
CLIP
$2.59B
$434K 0.01%
4,325
+132
+3% +$13.2K
VRIG icon
963
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$433K 0.01%
17,261
+6,437
+59% +$162K
LDSF icon
964
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$431K 0.01%
22,558
-3,980
-15% -$75.8K
PEG icon
965
Public Service Enterprise Group
PEG
$39.3B
$431K 0.01%
5,164
+5
+0.1% +$419
MGM icon
966
MGM Resorts International
MGM
$11.8B
$430K 0.01%
12,396
+438
+4% +$16.1K
FLBL icon
967
Franklin Senior Loan ETF
FLBL
$851M
$429K 0.01%
17,852
+6,511
+57% +$157K
MCHP icon
968
Microchip Technology
MCHP
$41.8B
$427K 0.01%
6,652
-56
-0.8% -$3.79K
CORP icon
969
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$427K 0.01%
4,327
-6,757
-61% -$659K
IBTI icon
970
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.88B
$425K 0.01%
18,980
+66
+0.3% +$1.47K
QSR icon
971
Restaurant Brands International
QSR
$25.6B
$424K 0.01%
6,614
+560
+9% +$36.8K
BSCS icon
972
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$423K 0.01%
20,559
+1,634
+9% +$33.5K
EFX icon
973
Equifax
EFX
$21.1B
$421K 0.01%
1,643
+655
+66% +$165K
KRE icon
974
State Street SPDR S&P Regional Banking ETF
KRE
$4.48B
$419K 0.01%
6,622
+363
+6% +$22.9K
AMLP icon
975
Alerian MLP ETF
AMLP
$12.8B
$418K 0.01%
8,900
+948
+12% +$45.8K
37 38
39
40 41

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.