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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMR icon
876
NuScale Power
SMR
$2.8B
$561K 0.01%
15,590
+9,432
+153% +$376K
KVUE icon
877
Kenvue
KVUE
$37B
$555K 0.01%
34,202
-17,815
-34% -$364K
DRI icon
878
Darden Restaurants
DRI
$22.5B
$552K 0.01%
2,899
+673
+30% +$138K
IBDQ
879
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$542K 0.01%
21,524
-2,365
-10% -$59.4K
BPOP icon
880
Popular Inc
BPOP
$11B
$541K 0.01%
4,263
+1,139
+36% +$136K
IGM icon
881
iShares Expanded Tech Sector ETF
IGM
$9.94B
$541K 0.01%
4,295
– –
REGN icon
882
Regeneron Pharmaceuticals
REGN
$68.8B
$541K 0.01%
962
+4
+0.4% +$2.26K
BKLC icon
883
BNY Mellon US Large Cap Core Equity ETF
BKLC
$1.79B
$540K 0.01%
12,609
-78
-0.6% -$3.2K
APO icon
884
Apollo Global Management
APO
$70.7B
$539K 0.01%
4,047
-176
-4% -$24.9K
NOBL icon
885
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$537K 0.01%
10,414
-4,306
-29% -$223K
HBAN icon
886
Huntington Bancshares
HBAN
$35.1B
$537K 0.01%
31,066
-750
-2% -$12.8K
LYB icon
887
LyondellBasell Industries
LYB
$19.5B
$536K 0.01%
10,939
+2,651
+32% +$150K
ET icon
888
Energy Transfer Partners
ET
$70.1B
$536K 0.01%
31,260
+6,425
+26% +$113K
BNOV icon
889
Innovator US Equity Buffer ETF November
BNOV
$208M
$536K 0.01%
12,313
-14
-0.1% -$593
FRDM icon
890
Freedom 100 Emerging Markets ETF
FRDM
$3.23B
$533K 0.01%
12,029
+340
+3% +$14.3K
HSCZ icon
891
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$227M
$532K 0.01%
14,132
+694
+5% +$25.4K
MNST icon
892
Monster Beverage
MNST
$91.4B
$532K 0.01%
7,898
+91
+1% +$5.68K
TTD icon
893
Trade Desk
TTD
$8.13B
$531K 0.01%
10,838
-1,169
-10% -$74.2K
TIGO icon
894
Millicom
TIGO
$15.8B
$524K 0.01%
10,789
+3,703
+52% +$163K
CRDT icon
895
Simplify Opportunistic Income ETF
CRDT
$35.7M
$524K 0.01%
22,130
– –
BGRN icon
896
iShares USD Green Bond ETF
BGRN
$497M
$523K 0.01%
10,875
+2,207
+25% +$105K
BBIN icon
897
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.47B
$522K 0.01%
7,450
+5,763
+342% +$395K
CXT icon
898
Crane NXT
CXT
$3.04B
$522K 0.01%
7,790
+1,247
+19% +$74.3K
DOV icon
899
Dover
DOV
$27.2B
$520K 0.01%
3,117
-370
-11% -$66.4K
AVEM icon
900
Avantis Emerging Markets Equity ETF
AVEM
$25.4B
$518K 0.01%
6,895
+6,774
+5,598% +$484K
34 35
36
37 38

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.