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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DORM icon
826
Dorman Products
DORM
$4.05B
$668K 0.01%
5,426
+1,373
+34% +$185K
ICE icon
827
Intercontinental Exchange
ICE
$83.5B
$667K 0.01%
4,116
-753
-15% -$118K
NVR icon
828
NVR
NVR
$17.2B
$664K 0.01%
91
+5
+6% +$37.4K
AWK icon
829
American Water Works
AWK
$26.4B
$663K 0.01%
5,083
+138
+3% +$18.4K
REGN icon
830
Regeneron Pharmaceuticals
REGN
$70.9B
$658K 0.01%
852
-110
-11% -$74.7K
BGRN icon
831
iShares USD Green Bond ETF
BGRN
$497M
$656K 0.01%
13,684
+2,809
+26% +$135K
MUFG icon
832
Mitsubishi UFJ Financial
MUFG
$259B
$656K 0.01%
41,335
+18,138
+78% +$280K
AWI icon
833
Armstrong World Industries
AWI
$7.11B
$655K 0.01%
3,429
+133
+4% +$25.4K
SIG icon
834
Signet Jewelers
SIG
$3.75B
$652K 0.01%
7,870
+7,863
+112,329% +$747K
JSML icon
835
Janus Henderson Small Cap Growth Alpha ETF
JSML
$361M
$650K 0.01%
8,837
+309
+4% +$23K
BFEB icon
836
Innovator US Equity Buffer ETF February
BFEB
$252M
$648K 0.01%
13,311
-623
-4% -$29.8K
BSCR icon
837
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$648K 0.01%
32,814
-1,373
-4% -$27.1K
EZU icon
838
iShare MSCI Eurozone ETF
EZU
$9.42B
$648K 0.01%
10,105
+9,514
+1,610% +$597K
PCY icon
839
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$648K 0.01%
29,896
+29,507
+7,585% +$642K
HTUS icon
840
Hull Tactical US ETF
HTUS
$154M
$647K 0.01%
16,297
-4,597
-22% -$198K
CPT icon
841
Camden Property Trust
CPT
$11.2B
$646K 0.01%
5,873
+488
+9% +$50.8K
BCS icon
842
Barclays
BCS
$95B
$646K 0.01%
25,391
+15,094
+147% +$334K
PKW icon
843
Invesco BuyBack Achievers ETF
PKW
$1.71B
$645K 0.01%
4,803
+471
+11% +$62.2K
CGXU icon
844
Capital Group International Focus Equity ETF
CGXU
$6.18B
$644K 0.01%
21,800
+2,245
+11% +$67.5K
GTO icon
845
Invesco Total Return Bond ETF
GTO
$2.42B
$640K 0.01%
13,499
+50
+0.4% +$2.38K
HSCZ icon
846
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$240M
$639K 0.01%
16,428
+2,296
+16% +$88.2K
VIPS icon
847
Vipshop
VIPS
$7.06B
$632K 0.01%
35,716
+21,415
+150% +$412K
MLPA icon
848
Global X MLP ETF
MLPA
$2.26B
$630K 0.01%
13,019
+484
+4% +$23.3K
RACE icon
849
Ferrari
RACE
$66.3B
$629K 0.01%
1,703
+277
+19% +$111K
NKE icon
850
Nike
NKE
$62.3B
$627K 0.01%
9,842
+1,412
+17% +$92K
32 33
34
35 36

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.