We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDW icon
801
CDW
CDW
$17.1B
$444K 0.01%
1,963
+103
+6% +$22.9K
MNST icon
802
Monster Beverage
MNST
$91.4B
$441K 0.01%
8,453
+378
+5% +$18.7K
EPI icon
803
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$438K 0.01%
8,688
-3,234
-27% -$159K
QTUM icon
804
Defiance Quantum ETF
QTUM
$5.16B
$437K 0.01%
7,009
+279
+4% +$17.1K
VGSH icon
805
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$437K 0.01%
7,401
+4,771
+181% +$279K
AEP icon
806
American Electric Power
AEP
$73.7B
$437K 0.01%
4,255
+353
+9% +$34.5K
WAT icon
807
Waters Corp
WAT
$36.8B
$434K 0.01%
1,207
+123
+11% +$40K
BSCR icon
808
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$434K 0.01%
21,992
+1,977
+10% +$38.7K
HSMV icon
809
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$35.3M
$433K 0.01%
11,825
+576
+5% +$20.3K
SCHA icon
810
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$433K 0.01%
16,808
+908
+6% +$22.5K
RL icon
811
Ralph Lauren
RL
$22.2B
$432K 0.01%
2,228
+2,128
+2,128% +$368K
IYG icon
812
iShares US Financial Services ETF
IYG
$2.13B
$432K 0.01%
6,081
– –
AIG icon
813
American International
AIG
$41.9B
$429K 0.01%
5,852
+1,782
+44% +$133K
UHS icon
814
Universal Health Services
UHS
$9.43B
$426K 0.01%
1,859
+1,731
+1,352% +$373K
JCI icon
815
Johnson Controls International
JCI
$87.5B
$424K 0.01%
5,461
+2,051
+60% +$144K
BAH icon
816
Booz Allen Hamilton
BAH
$8.7B
$423K 0.01%
2,601
+155
+6% +$23.7K
SPBO icon
817
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$422K 0.01%
14,063
+136
+1% +$4.01K
BSEP icon
818
Innovator US Equity Buffer ETF September
BSEP
$215M
$421K 0.01%
10,004
+651
+7% +$26.7K
QQEW icon
819
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$421K 0.01%
3,359
-489
-13% -$59.9K
HDMV icon
820
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$421K 0.01%
13,363
+840
+7% +$25.4K
MKC icon
821
McCormick & Company Non-Voting
MKC
$13.4B
$421K 0.01%
5,114
-58
-1% -$4.52K
CROX icon
822
Crocs
CROX
$6.69B
$421K 0.01%
2,906
+16
+0.6% +$2.18K
BHP icon
823
BHP
BHP
$213B
$420K 0.01%
6,766
+59
+0.9% +$3.26K
CGMS icon
824
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$419K 0.01%
15,064
+2,668
+22% +$73.4K
TSCO icon
825
Tractor Supply
TSCO
$16.3B
$418K 0.01%
7,180
+2,020
+39% +$109K
31 32
33
34 35

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.