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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMPT icon
776
VanEck CEF Muni Income ETF
XMPT
$220M
$777K 0.01%
35,512
+2,207
+7% +$48.4K
SCHB icon
777
Schwab US Broad Market ETF
SCHB
$42.9B
$775K 0.01%
29,551
+10,803
+58% +$281K
SCHV
778
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$774K 0.01%
26,126
+1,814
+7% +$53K
BSCU icon
779
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$773K 0.01%
45,688
+8,787
+24% +$149K
IGSB icon
780
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$764K 0.01%
14,456
+411
+3% +$21.8K
BTZ icon
781
BlackRock Credit Allocation Income Trust
BTZ
$932M
$759K 0.01%
70,053
-7,611
-10% -$83.4K
IEI icon
782
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$759K 0.01%
6,356
-273
-4% -$32.7K
PNC icon
783
PNC Financial Services
PNC
$101B
$755K 0.01%
3,618
-1,151
-24% -$222K
DLR icon
784
Digital Realty Trust
DLR
$71.5B
$752K 0.01%
4,859
-180
-4% -$29.6K
DGX icon
785
Quest Diagnostics
DGX
$25.3B
$747K 0.01%
4,306
-140
-3% -$25.5K
EEMV icon
786
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$747K 0.01%
11,658
-3,964
-25% -$256K
VONV icon
787
Vanguard Russell 1000 Value ETF
VONV
$20.6B
$746K 0.01%
8,085
+1,057
+15% +$95.9K
MLI icon
788
Mueller Industries
MLI
$14.2B
$746K 0.01%
12,998
+1,570
+14% +$84.4K
IJS icon
789
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$745K 0.01%
6,550
-76
-1% -$8.52K
EXPE icon
790
Expedia Group
EXPE
$32.9B
$744K 0.01%
2,627
-655
-20% -$162K
BIPC icon
791
Brookfield Infrastructure
BIPC
$5.06B
$741K 0.01%
16,316
+1,196
+8% +$54.2K
DFAC icon
792
Dimensional US Core Equity 2 ETF
DFAC
$47.6B
$740K 0.01%
18,685
-1,491
-7% -$58.2K
TTWO icon
793
Take-Two Interactive
TTWO
$44.4B
$739K 0.01%
2,887
+269
+10% +$67.1K
SPYD icon
794
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.69B
$737K 0.01%
17,042
-129
-0.8% -$5.59K
DFAE icon
795
Dimensional Emerging Core Equity Market ETF
DFAE
$9.24B
$733K 0.01%
22,511
+240
+1% +$7.72K
PNR icon
796
Pentair
PNR
$10.3B
$733K 0.01%
7,039
+490
+7% +$52.3K
MTBA icon
797
Simplify MBS ETF
MTBA
$1.53B
$730K 0.01%
14,485
+1,114
+8% +$56.2K
MPWR icon
798
Monolithic Power Systems
MPWR
$64.9B
$730K 0.01%
805
+22
+3% +$21.2K
GVI icon
799
iShares Intermediate Government/Credit Bond ETF
GVI
$3.77B
$729K 0.01%
6,789
+2,203
+48% +$237K
HYGV icon
800
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$727K 0.01%
17,841
+440
+3% +$17.9K
30 31
32
33 34

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.