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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBIL
751
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$767K 0.01%
15,348
-1,485
-9% -$74.1K
AEM icon
752
Agnico Eagle Mines
AEM
$72.6B
$767K 0.01%
4,550
+1,146
+34% +$157K
LEN icon
753
Lennar Class A
LEN
$20.4B
$766K 0.01%
6,078
+840
+16% +$104K
GLW icon
754
Corning
GLW
$126B
$762K 0.01%
9,295
+2,785
+43% +$182K
BHP icon
755
BHP
BHP
$213B
$760K 0.01%
13,632
+945
+7% +$50.3K
IDMO icon
756
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
$758K 0.01%
14,038
+3,979
+40% +$208K
SPYD icon
757
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$756K 0.01%
17,171
+6,147
+56% +$270K
BYD icon
758
Boyd Gaming
BYD
$6.47B
$754K 0.01%
8,725
+7,871
+922% +$661K
LMBS icon
759
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$750K 0.01%
15,073
+1,618
+12% +$80.1K
SLYV icon
760
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$750K 0.01%
8,465
+886
+12% +$75.5K
GRID
761
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$749K 0.01%
4,958
+4,155
+517% +$598K
PEY icon
762
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$747K 0.01%
35,436
-5,579
-14% -$118K
IGSB icon
763
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$745K 0.01%
14,045
+1,578
+13% +$83.3K
BLDR icon
764
Builders FirstSource
BLDR
$7.84B
$737K 0.01%
6,079
+1,908
+46% +$253K
MCHI icon
765
iShares MSCI China ETF
MCHI
$6.04B
$733K 0.01%
11,132
+350
+3% +$21K
IJS icon
766
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$733K 0.01%
6,626
-107
-2% -$11.4K
XMPT icon
767
VanEck CEF Muni Income ETF
XMPT
$218M
$729K 0.01%
33,305
+6,576
+25% +$139K
PNR icon
768
Pentair
PNR
$10.2B
$725K 0.01%
6,549
+34
+0.5% +$3.63K
GLDM icon
769
SPDR Gold MiniShares Trust
GLDM
$27.5B
$723K 0.01%
9,453
+2,589
+38% +$177K
VEU icon
770
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$722K 0.01%
10,111
-8
-0.1% -$552
MPWR icon
771
Monolithic Power Systems
MPWR
$65.5B
$721K 0.01%
783
+75
+11% +$60.8K
HYGV icon
772
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$717K 0.01%
17,401
+2,589
+17% +$106K
ENTG icon
773
Entegris
ENTG
$19.7B
$715K 0.01%
7,737
+1,269
+20% +$108K
XBI icon
774
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$713K 0.01%
7,120
-293
-4% -$26.4K
MINT icon
775
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$709K 0.01%
7,039
+771
+12% +$77.5K
29 30
31
32 33

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.