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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
651
Yum! Brands
YUM
$41B
$1.17M 0.02%
7,708
+219
+3% +$32.4K
EMR icon
652
Emerson Electric
EMR
$82.9B
$1.16M 0.02%
8,770
-291
-3% -$38.6K
JBHT icon
653
JB Hunt Transport Services
JBHT
$27.1B
$1.16M 0.02%
5,967
+65
+1% +$11.2K
MKL icon
654
Markel Group
MKL
$25B
$1.16M 0.02%
538
+25
+5% +$50.6K
CCL icon
655
Carnival Corporation Ltd
CCL
$36.1B
$1.15M 0.02%
37,698
-2,749
-7% -$76.7K
DNP icon
656
DNP Select Income Fund
DNP
$4.18B
$1.15M 0.02%
114,852
+112,409
+4,601% +$1.13M
IGV icon
657
iShares Expanded Tech-Software Sector ETF
IGV
$11.8B
$1.15M 0.02%
10,838
+594
+6% +$65.3K
CPA icon
658
Copa Holdings
CPA
$5.56B
$1.14M 0.02%
9,474
+1,525
+19% +$187K
EAD
659
Allspring Income Opportunities Fund
EAD
$372M
$1.14M 0.02%
168,347
+3,986
+2% +$27.3K
CUBE icon
660
CubeSmart
CUBE
$9.53B
$1.14M 0.02%
31,630
-4,845
-13% -$184K
BJUN icon
661
Innovator US Equity Buffer ETF June
BJUN
$311M
$1.14M 0.02%
24,290
– –
VRT icon
662
Vertiv
VRT
$112B
$1.12M 0.02%
6,929
+1,101
+19% +$191K
IDHQ icon
663
Invesco S&P International Developed Quality ETF
IDHQ
$908M
$1.12M 0.02%
31,908
-90,066
-74% -$3.11M
HOOD icon
664
Robinhood
HOOD
$85.2B
$1.11M 0.02%
9,858
+1,448
+17% +$188K
IWP icon
665
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$1.11M 0.02%
8,138
-361
-4% -$50.5K
OTIS icon
666
Otis Worldwide
OTIS
$27.4B
$1.11M 0.02%
12,735
+692
+6% +$61.9K
EIX icon
667
Edison International
EIX
$30.7B
$1.11M 0.02%
18,504
-142
-0.8% -$8.15K
DBP icon
668
Invesco DB Precious Metals Fund
DBP
$237M
$1.11M 0.02%
10,775
+145
+1% +$14K
TFLR icon
669
T. Rowe Price Floating Rate ETF
TFLR
$668M
$1.09M 0.02%
21,252
+1,773
+9% +$91.2K
CGCV
670
Capital Group Conservative Equity ETF
CGCV
$1.91B
$1.09M 0.02%
35,679
+15,201
+74% +$460K
RL icon
671
Ralph Lauren
RL
$22.2B
$1.09M 0.02%
3,070
+251
+9% +$85.5K
CARR icon
672
Carrier Global
CARR
$57.2B
$1.08M 0.02%
20,510
-7,566
-27% -$421K
LNG icon
673
Cheniere Energy
LNG
$56.5B
$1.08M 0.02%
5,567
-2,582
-32% -$542K
RINT
674
Russell Investments International Developed Equity ETF
RINT
$143M
$1.08M 0.02%
37,026
-16,004
-30% -$456K
BSCQ icon
675
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$1.08M 0.02%
55,176
-1,435
-3% -$28.1K
25 26
27
28 29

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.