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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDOS icon
576
Leidos
LDOS
$14.1B
$1.46M 0.02%
8,109
+795
+11% +$151K
OSIS icon
577
OSI Systems
OSIS
$3.57B
$1.46M 0.02%
5,712
+894
+19% +$234K
SONY icon
578
Sony
SONY
$123B
$1.46M 0.02%
56,907
+32,655
+135% +$917K
UHS icon
579
Universal Health Services
UHS
$9.43B
$1.45M 0.02%
6,652
+1,482
+29% +$328K
IAUM icon
580
iShares Gold Trust Micro
IAUM
$6.36B
$1.45M 0.02%
33,716
-26,006
-44% -$1.08M
VPU
581
Vanguard Utilities ETF
VPU
$8.83B
$1.45M 0.02%
7,822
+40
+0.5% +$7.68K
BR icon
582
Broadridge
BR
$17.2B
$1.44M 0.02%
6,469
+1,473
+29% +$336K
ENSG icon
583
The Ensign Group
ENSG
$10.1B
$1.44M 0.02%
8,278
+1,790
+28% +$322K
SCHF icon
584
Schwab International Equity ETF
SCHF
$65.6B
$1.44M 0.02%
59,957
+1,776
+3% +$42.2K
CL icon
585
Colgate-Palmolive
CL
$72.6B
$1.44M 0.02%
18,232
+3,220
+21% +$252K
FFSM icon
586
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.43B
$1.44M 0.02%
46,773
+17,163
+58% +$515K
FLGB icon
587
Franklin FTSE United Kingdom ETF
FLGB
$887M
$1.43M 0.02%
42,491
+185
+0.4% +$6.09K
PSX icon
588
Phillips 66
PSX
$82.9B
$1.43M 0.02%
11,074
+1,585
+17% +$213K
NGG icon
589
National Grid
NGG
$82.7B
$1.42M 0.02%
18,331
+1,520
+9% +$114K
PPA icon
590
Invesco Aerospace & Defense ETF
PPA
$8.27B
$1.42M 0.02%
9,052
+50
+0.6% +$7.71K
PGX icon
591
Invesco Preferred ETF
PGX
$3.8B
$1.42M 0.02%
126,117
-3,670
-3% -$41.9K
EJUL icon
592
Innovator Emerging Markets Power Buffer ETF July
EJUL
$167M
$1.42M 0.02%
47,796
-56
-0.1% -$1.64K
GIL icon
593
Gildan
GIL
$9.25B
$1.4M 0.02%
22,490
+8,535
+61% +$507K
SPGI icon
594
S&P Global
SPGI
$126B
$1.4M 0.02%
2,684
-1,945
-42% -$962K
PSI icon
595
Invesco Semiconductors ETF
PSI
$2.43B
$1.4M 0.02%
17,737
-982
-5% -$75K
EXG icon
596
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.4M 0.02%
146,641
-6,519
-4% -$60K
HYMB icon
597
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$1.39M 0.02%
55,781
+12,355
+28% +$310K
IJUL icon
598
Innovator International Developed Power Buffer ETF July
IJUL
$238M
$1.38M 0.02%
41,150
-586
-1% -$19.3K
WTFC icon
599
Wintrust Financial
WTFC
$10.7B
$1.38M 0.02%
9,845
+1,889
+24% +$251K
CTVA icon
600
Corteva
CTVA
$59.7B
$1.38M 0.02%
20,517
-486
-2% -$31.4K
22 23
24
25 26

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.