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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRMI icon
401
Global X S&P 500 Risk Managed Income ETF
XRMI
$49.6M
$1.22M 0.04%
63,158
+5,841
+10% +$112K
OCCI
402
OFS Credit Co
OCCI
$68.7M
$1.22M 0.04%
169,925
+16,440
+11% +$114K
IWM icon
403
iShares Russell 2000 ETF
IWM
$80.9B
$1.22M 0.04%
5,783
-229
-4% -$45.7K
VLO icon
404
Valero Energy
VLO
$89.8B
$1.21M 0.04%
7,100
+809
+13% +$116K
BNY
405
Bank of New York Mellon
BNY
$108B
$1.21M 0.04%
20,975
+3,402
+19% +$187K
HEQ
406
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.21M 0.04%
115,075
-1,320
-1% -$13.4K
IYJ icon
407
iShares US Industrials ETF
IYJ
$1.98B
$1.2M 0.04%
9,567
+1,960
+26% +$232K
ADI icon
408
Analog Devices
ADI
$181B
$1.19M 0.04%
6,041
+337
+6% +$64.8K
DFS
409
DELISTED
Discover Financial Services
DFS
$1.19M 0.04%
9,110
-437
-5% -$50.1K
TBIL
410
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$1.19M 0.04%
+23,725
New +$1.19M
TMUS icon
411
T-Mobile US
TMUS
$193B
$1.19M 0.04%
7,264
-614
-8% -$99.9K
ICSH icon
412
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$1.18M 0.04%
23,317
+4,438
+24% +$224K
FLG.PRU
413
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$1.17M 0.04%
35,752
-760
-2% -$26.3K
GWW icon
414
W.W. Grainger
GWW
$65.3B
$1.17M 0.04%
1,151
+352
+44% +$328K
PHK
415
PIMCO High Income Fund
PHK
$861M
$1.17M 0.04%
236,980
+7,025
+3% +$34.6K
NVT icon
416
nVent Electric
NVT
$24.5B
$1.17M 0.04%
15,526
-5,132
-25% -$330K
CRL icon
417
Charles River Laboratories
CRL
$10.9B
$1.17M 0.04%
4,312
+1,091
+34% +$261K
SHEL icon
418
Shell
SHEL
$245B
$1.16M 0.04%
17,359
+1,424
+9% +$91.2K
ALLE icon
419
Allegion
ALLE
$13B
$1.16M 0.04%
8,601
-179
-2% -$22.9K
O icon
420
Realty Income
O
$61.2B
$1.15M 0.04%
21,336
+4,750
+29% +$257K
MCO icon
421
Moody's
MCO
$81.7B
$1.15M 0.04%
2,928
-39
-1% -$15K
APRQ
422
DELISTED
Innovator Preium Income 40 Barrier ETF - April
APRQ
$1.14M 0.04%
46,550
– –
FAST icon
423
Fastenal
FAST
$54B
$1.14M 0.04%
29,498
+1,118
+4% +$39.5K
IJK icon
424
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.13M 0.04%
12,374
-55
-0.4% -$4.59K
APIE icon
425
ActivePassive International Equity ETF
APIE
$1.11B
$1.12M 0.04%
39,665
+30,841
+350% +$837K
15 16
17
18 19

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.