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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.41%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.32B
AUM Growth
+$853M
Cap. Flow
+$559M
Cap. Flow %
10.5%
Top 10 Hldgs %
20.87%
Holding
3,942
New
394
Increased
1,802
Reduced
1,112
Closed
269

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$39.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$35.7M
3
PIEQ
Principal International Equity ETF
PIEQ
+$32.3M
4
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
+$27.2M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.5M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$40.3M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$32.3M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$25.6M
4
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$21M
5
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Financials 4.78%
3 Consumer Discretionary 3.64%
4 Healthcare 3.15%
5 Communication Services 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIMV
3901
DELISTED
ZimVie
ZIMV
– –
-28
Closed -$256
ASTH icon
3902
Astrana Health
ASTH
$2B
– –
-1
Closed -$32
SKYE icon
3903
Skye Bioscience
SKYE
$22.9M
– –
-2
Closed -$6
VRN
3904
DELISTED
Veren
VRN
– –
-400
Closed -$2.06K
IJUN
3905
Innovator International Developed Power Buffer ETF - June
IJUN
$78.6M
– –
-6,456
Closed -$159K
MAXJ
3906
iShares Large Cap Max Buffer Jun ETF
MAXJ
$150M
– –
-100
Closed -$2.61K
APOC
3907
Innovator Equity Defined Protection ETF - 6mo Apr/Oct
APOC
$69.9M
– –
-1,175
Closed -$29.9K
EXEEL
3908
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-2
Closed -$173
UPB
3909
Upstream Bio Inc
UPB
$349M
– –
-12
Closed -$197
MAGN
3910
Magnera Corp
MAGN
$488M
– –
-5
Closed -$91
QMNV
3911
FT Vest Nasdaq-100 Moderate Buffer ETF - November
QMNV
$57.1M
– –
-200
Closed -$4.04K
FAI
3912
First Trust Bloomberg Artificial Intelligence ETF
FAI
$151M
– –
-100
Closed -$3.08K
NPKI
3913
NPK International
NPKI
$1.21B
– –
-73
Closed -$560
PSIX
3914
Power Solutions International
PSIX
$691M
– –
-705
Closed -$21K
XIFR
3915
XPLR Infrastructure LP
XIFR
$1.18B
– –
-219
Closed -$3.9K
BERY
3916
DELISTED
Berry Global Group, Inc.
BERY
– –
-52
Closed -$3.36K
BECN
3917
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-1,381
Closed -$140K
PDCO
3918
DELISTED
Patterson Companies, Inc.
PDCO
– –
-228
Closed -$7.04K
LGTY
3919
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
– –
-67
Closed -$742
ITCI
3920
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-212
Closed -$17.7K
SASR
3921
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-145
Closed -$4.88K
ALTR
3922
DELISTED
Altair Engineering Inc
ALTR
– –
-333
Closed -$36.3K
EDR
3923
DELISTED
Endeavor Group Holdings, Inc.
EDR
– –
-4
Closed -$125
AZPN
3924
DELISTED
Aspen Technology Inc
AZPN
– –
-456
Closed -$114K
ALTM
3925
DELISTED
Arcadium Lithium plc
ALTM
– –
-2,498
Closed -$12.8K
154 155 156
157
158

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q2 2025 Portfolio in Review

As of Q2 2025, Principal Securities held 3,942 positions worth $5.32B, up 19% from $4.47B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Principal Securities deployed $559M of net new capital in Q2 2025, opening 394 new positions and adding to 1,802 existing holdings. Its largest new stake was Principal Capital Appreciation Select ETF: 401,778 shares worth $10.8M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $40.3M trimmed.

  • Principal Securities's largest Q2 2025 buy was Principal Capital Appreciation Select ETF: 401,778 shares worth $10.8M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q2 2025, an estimated $39.3M increase.
  • Principal Securities's biggest Q2 2025 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $40.3M.
  • Principal Securities fully exited Discover Financial Services in Q2 2025, selling an estimated $1.79M.
  • Principal Securities's ten largest holdings make up 21% of its $5.32B portfolio in Q2 2025.
  • Principal Securities opened 394 new positions and closed 269 in Q2 2025.
  • Principal Securities's portfolio value rose 19% quarter-over-quarter to $5.32B.

Based on Principal Securities's 13F filing for Q2 2025, filed 11 Aug 2025.