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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
3826
DELISTED
Radius Recycling
RDUS
– –
-72
Closed -$2.14K
ROOT icon
3827
Root
ROOT
$917M
– –
-7
Closed -$896
RSPC icon
3828
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$55.7M
– –
-488
Closed -$18.7K
RSPS icon
3829
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
– –
-2,800
Closed -$83.9K
RWX icon
3830
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
– –
-1,953
Closed -$53.5K
SBLK icon
3831
Star Bulk Carriers
SBLK
$3.14B
– –
-308
Closed -$5.32K
SITC icon
3832
SITE Centers
SITC
$230M
– –
-29
Closed -$328
SKWD icon
3833
Skyward Specialty Insurance
SKWD
$2.45B
– –
-38
Closed -$2.2K
SKX
3834
DELISTED
Skechers
SKX
– –
-286
Closed -$18K
SMIN icon
3835
iShares MSCI India Small-Cap ETF
SMIN
$722M
– –
-5
Closed -$370
SPYI icon
3836
NEOS S&P 500 High Income ETF
SPYI
$10.4B
– –
-20
Closed -$1.01K
SUZ icon
3837
Suzano
SUZ
$10.2B
– –
-97
Closed -$913
SVC
3838
Service Properties Trust
SVC
$1.1B
– –
-64
Closed -$770
SWTX
3839
DELISTED
SpringWorks Therapeutics
SWTX
– –
-8
Closed -$376
SYLD icon
3840
Cambria Shareholder Yield ETF
SYLD
$982M
– –
-46
Closed -$2.99K
TDV icon
3841
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$265M
– –
-105
Closed -$8.74K
THQ
3842
abrdn Healthcare Opportunities Fund
THQ
$769M
– –
-450
Closed -$8.28K
TLRY icon
3843
Tilray
TLRY
$479M
– –
-100
Closed -$414
TPIC
3844
DELISTED
TPI Composites
TPIC
– –
-223
Closed -$192
TQQQ icon
3845
ProShares UltraPro QQQ
TQQQ
$31.1B
– –
-120
Closed -$4.98K
UA icon
3846
Under Armour Class C
UA
$2.92B
– –
-59
Closed -$383
UHAL icon
3847
U-Haul Holding Co
UHAL
$14B
– –
-2
Closed -$121
UNFI icon
3848
United Natural Foods
UNFI
$3.01B
– –
-13
Closed -$303
UNIT
3849
Uniti Group
UNIT
$2.63B
– –
-285
Closed -$1.23K
URA icon
3850
Global X Uranium ETF
URA
$5.52B
– –
-67
Closed -$2.6K
151 152 153
154
155

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.