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Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.38%
2 Technology 8.76%
3 Financials 4.51%
4 Consumer Discretionary 3.45%
5 Communication Services 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
3826
DELISTED
Radius Recycling
RDUS
– –
-72
Closed -$2.14K
ROOT icon
3827
Root
ROOT
$807M
– –
-7
Closed -$896
RSPC icon
3828
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$56.1M
– –
-488
Closed -$18.7K
RSPS icon
3829
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$240M
– –
-2,800
Closed -$83.9K
RWX icon
3830
State Street SPDR Dow Jones International Real Estate ETF
RWX
$259M
– –
-1,953
Closed -$53.5K
SBLK icon
3831
Star Bulk Carriers
SBLK
$3.48B
– –
-308
Closed -$5.32K
SITC icon
3832
SITE Centers
SITC
$147M
– –
-29
Closed -$328
SKWD icon
3833
Skyward Specialty Insurance
SKWD
$2.5B
– –
-38
Closed -$2.2K
SKX
3834
DELISTED
Skechers
SKX
– –
-286
Closed -$18K
SMIN icon
3835
iShares MSCI India Small-Cap ETF
SMIN
$766M
– –
-5
Closed -$370
SPYI icon
3836
NEOS S&P 500 High Income ETF
SPYI
$11.7B
– –
-20
Closed -$1.01K
SUZ icon
3837
Suzano
SUZ
$11.4B
– –
-97
Closed -$913
SVC
3838
Service Properties Trust
SVC
$921M
– –
-64
Closed -$770
SWTX
3839
DELISTED
SpringWorks Therapeutics
SWTX
– –
-8
Closed -$376
SYLD icon
3840
Cambria Shareholder Yield ETF
SYLD
$1.01B
– –
-46
Closed -$2.99K
TDV icon
3841
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$273M
– –
-105
Closed -$8.74K
THQ
3842
abrdn Healthcare Opportunities Fund
THQ
$802M
– –
-450
Closed -$8.28K
TLRY icon
3843
Tilray
TLRY
$579M
– –
-100
Closed -$414
TPIC
3844
DELISTED
TPI Composites
TPIC
– –
-223
Closed -$192
TQQQ icon
3845
ProShares UltraPro QQQ
TQQQ
$35.5B
– –
-120
Closed -$4.98K
UA icon
3846
Under Armour Class C
UA
$2.06B
– –
-59
Closed -$383
UHAL icon
3847
U-Haul Holding Co
UHAL
$12.4B
– –
-2
Closed -$121
UNFI icon
3848
United Natural Foods
UNFI
$2.69B
– –
-13
Closed -$303
UNIT
3849
Uniti Group
UNIT
$2.44B
– –
-285
Closed -$1.23K
URA icon
3850
Global X Uranium ETF
URA
$6.56B
– –
-67
Closed -$2.6K
151 152 153
154
155

Similar funds

GLF
Groupe la Francaise Paris, France $8.31B AUM 37.53% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $8.3B AUM 27.66% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, up from 70% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.