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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRBN icon
3801
KraneShares Global Carbon Strategy ETF
KRBN
$141M
– –
-22
Closed -$653
KSA icon
3802
iShares MSCI Saudi Arabia ETF
KSA
$647M
– –
-2
Closed -$77
LQDH icon
3803
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
– –
-305
Closed -$28.2K
LUX
3804
DELISTED
Tema Luxury ETF
LUX
– –
-105
Closed -$2.39K
LYRA
3805
DELISTED
LYRA THERAPEUTICS INC
LYRA
– –
-19
Closed -$170
MGNI icon
3806
Magnite
MGNI
$2.65B
– –
-62
Closed -$1.5K
MIN
3807
Aberdeen Intermediate Income Fund
MIN
$273M
– –
-13
Closed -$35
MOTI icon
3808
VanEck Morningstar International Moat ETF
MOTI
$70.1M
– –
-52
Closed -$1.8K
MSOS icon
3809
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
– –
-10
Closed -$24
NFTY icon
3810
First Trust India Nifty 50 Equal Weight ETF
NFTY
$129M
– –
-70
Closed -$4.2K
NINE
3811
DELISTED
Nine Energy Service
NINE
– –
-1,540
Closed -$1.19K
NVEE
3812
DELISTED
NV5 Global
NVEE
– –
-545
Closed -$12.6K
OCCI
3813
OFS Credit Co
OCCI
$68.7M
– –
-93
Closed -$579
OPCH icon
3814
Option Care Health
OPCH
$3.4B
– –
-90
Closed -$2.92K
OPFI icon
3815
OppFi
OPFI
$770M
– –
-400
Closed -$5.6K
PARAA
3816
DELISTED
Paramount Global Class A
PARAA
– –
-81
Closed -$1.86K
PARA
3817
DELISTED
Paramount Global Class B
PARA
– –
-394
Closed -$5.08K
PDP icon
3818
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
– –
-109
Closed -$11.8K
PHT
3819
DELISTED
Pioneer High Income Fund
PHT
– –
-4,447
Closed -$36K
POET icon
3820
POET Technologies
POET
$1.19B
– –
-1,120
Closed -$5.83K
PPBI
3821
DELISTED
Pacific Premier Bancorp
PPBI
– –
-179
Closed -$3.77K
PRPH
3822
DELISTED
ProPhase Labs
PRPH
– –
-1,000
Closed -$3.91K
PSQH icon
3823
PSQ Holdings
PSQH
$11.2M
– –
-33
Closed -$1.02K
QTRX icon
3824
Quanterix
QTRX
$173M
– –
-60
Closed -$399
QUIK icon
3825
QuickLogic
QUIK
$224M
– –
-350
Closed -$2.16K
151 152
153
154 155

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.