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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVI icon
3676
Maravai LifeSciences
MRVI
$997M
$138 ﹤0.01%
+48
New +$123
QAT icon
3677
iShares MSCI Qatar ETF
QAT
$64.9M
$137 ﹤0.01%
7
– –
RCKT icon
3678
Rocket Pharmaceuticals
RCKT
$348M
$137 ﹤0.01%
+42
New +$132
ARVN icon
3679
Arvinas
ARVN
$518M
$136 ﹤0.01%
16
-42
-72% -$319
EFNL icon
3680
iShares MSCI Finland ETF
EFNL
$239M
$128 ﹤0.01%
+3
New +$125
NVX
3681
NOVONIX
NVX
$102M
$128 ﹤0.01%
100
– –
ROCK icon
3682
Gibraltar Industries
ROCK
$1.34B
$126 ﹤0.01%
2
-2
-50% -$125
NE.WS icon
3683
Noble Corporation PLC Tranche 1 Warrants
NE.WS
$125 ﹤0.01%
9
– –
GPMT
3684
Granite Point Mortgage Trust
GPMT
$63.7M
$123 ﹤0.01%
41
– –
DV icon
3685
DoubleVerify
DV
$1.62B
$120 ﹤0.01%
10
– –
HAUZ icon
3686
Xtrackers International Real Estate ETF
HAUZ
$1.04B
$118 ﹤0.01%
5
– –
AOUT icon
3687
American Outdoor Brands
AOUT
$162M
$113 ﹤0.01%
13
– –
MESO
3688
Mesoblast
MESO
$1.99B
$113 ﹤0.01%
+7
New +$102
LPRO
3689
Open Lending Corp
LPRO
$373M
$108 ﹤0.01%
+51
New +$115
RDWR icon
3690
Radware
RDWR
$1.24B
$106 ﹤0.01%
4
– –
TUR icon
3691
iShares MSCI Turkey ETF
TUR
$206M
$103 ﹤0.01%
3
– –
IMMP
3692
Immutep
IMMP
$56.7M
$102 ﹤0.01%
58
– –
DAVA icon
3693
Endava
DAVA
$141M
$100 ﹤0.01%
11
– –
ECH icon
3694
iShares MSCI Chile ETF
ECH
$1.01B
$99 ﹤0.01%
3
– –
EPHE icon
3695
iShares MSCI Philippines ETF
EPHE
$127M
$99 ﹤0.01%
4
– –
HQI icon
3696
HireQuest
HQI
$180M
$96 ﹤0.01%
+10
New +$99
GNFT
3697
DELISTED
Genfit
GNFT
$91 ﹤0.01%
24
– –
KARS icon
3698
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$75.6M
$91 ﹤0.01%
+3
New +$78
CLNN icon
3699
Clene
CLNN
$68.9M
$90 ﹤0.01%
+15
New +$71
PHUN icon
3700
Phunware
PHUN
$44M
$88 ﹤0.01%
32
– –
146 147
148
149 150

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.