PS

Principal Securities Portfolio holdings

AUM $5.32B
1-Year Return 14.29%
This Quarter Return
+9.41%
1 Year Return
+14.29%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$5.32B
AUM Growth
+$853M
Cap. Flow
+$600M
Cap. Flow %
11.28%
Top 10 Hldgs %
20.87%
Holding
3,948
New
394
Increased
1,802
Reduced
1,113
Closed
268

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$42.5M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
$37.5M
3
PIEQ
Principal International Equity ETF
PIEQ
$34.7M
4
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$29.2M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
$28.3M

Top Sells

1
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$44.8M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
$35.8M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
$27.6M
4
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$22.6M
5
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
$19.2M

Sector Composition

1 Technology 8.74%
2 Financials 4.78%
3 Consumer Discretionary 3.64%
4 Healthcare 3.14%
5 Communication Services 2.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HKD
3651
AMTD Digital
HKD
$503M
$82 ﹤0.01%
+47
New +$82
IPHA
3652
Innate Pharma
IPHA
$189M
$82 ﹤0.01%
+45
New +$82
PSNY icon
3653
Gores Guggenheim
PSNY
$2.14B
$79 ﹤0.01%
+74
New +$79
KSA icon
3654
iShares MSCI Saudi Arabia ETF
KSA
$577M
$77 ﹤0.01%
+2
New +$77
MBI icon
3655
MBIA
MBI
$377M
$74 ﹤0.01%
17
-47
-73% -$205
DBVT
3656
DBV Technologies
DBVT
$245M
$73 ﹤0.01%
+8
New +$73
EIRL icon
3657
iShares MSCI Ireland ETF
EIRL
$60.4M
$67 ﹤0.01%
1
-1
-50% -$67
NE.WS.A icon
3658
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.31B
$65 ﹤0.01%
9
– –
VG
3659
Venture Global, Inc.
VG
$31.2B
$62 ﹤0.01%
+4
New +$62
EZA icon
3660
iShares MSCI South Africa ETF
EZA
$423M
$54 ﹤0.01%
1
-12
-92% -$648
EPU icon
3661
iShares MSCI Peru and Global Exposure ETF
EPU
$175M
$49 ﹤0.01%
1
-1
-50% -$49
SAVA icon
3662
Cassava Sciences
SAVA
$104M
$45 ﹤0.01%
25
– –
MSGE icon
3663
Madison Square Garden
MSGE
$1.94B
$40 ﹤0.01%
1
-1
-50% -$40
TREE icon
3664
LendingTree
TREE
$978M
$37 ﹤0.01%
1
– –
MIN
3665
MFS Intermediate Income Trust
MIN
$307M
$35 ﹤0.01%
13
– –
HUMA icon
3666
Humacyte
HUMA
$226M
$31 ﹤0.01%
15
-235
-94% -$486
STEM icon
3667
Stem
STEM
$117M
$31 ﹤0.01%
+5
New +$31
FCEL icon
3668
FuelCell Energy
FCEL
$92.3M
$28 ﹤0.01%
5
– –
MSOS icon
3669
AdvisorShares Pure US Cannabis ETF
MSOS
$837M
$24 ﹤0.01%
10
– –
GUTS icon
3670
Fractyl Health
GUTS
$65.4M
$24 ﹤0.01%
+15
New +$24
DSX.WS icon
3671
Diana Shipping Inc. Warrants to Purchase Common Stock (expiring on or about December 14, 2026)
DSX.WS
$15.1M
$8 ﹤0.01%
105
+1
+1% –
VAL.WS icon
3672
Valaris Limited Warrants to purchase Common Shares
VAL.WS
$205M
$8 ﹤0.01%
2
– –
WKHS icon
3673
Workhorse Group
WKHS
$19.4M
$2 ﹤0.01%
2
-2,079
-100% -$2.08K
HCP
3674
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
– –
-14
Closed -$479
NKLA
3675
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-9
Closed -$11
145 146
147
148 149