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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPGP icon
3601
IPG Photonics
IPGP
$3.89B
$317 ﹤0.01%
4
– –
HELP
3602
Cybin Inc
HELP
$472M
$312 ﹤0.01%
53
– –
KMPR icon
3603
Kemper
KMPR
$1.7B
$309 ﹤0.01%
6
-47
-89% -$2.64K
LZB icon
3604
La-Z-Boy
LZB
$1.59B
$309 ﹤0.01%
9
-150
-94% -$5.5K
ESG icon
3605
FlexShares STOXX US ESG Select Index Fund
ESG
$131M
$308 ﹤0.01%
2
– –
PINC
3606
DELISTED
Premier
PINC
$306 ﹤0.01%
11
-645
-98% -$15.6K
VNOM icon
3607
Viper Energy
VNOM
$8.81B
$306 ﹤0.01%
8
-21
-72% -$800
PSNY icon
3608
Polestar Automotive Holding UK
PSNY
$1.98B
$305 ﹤0.01%
11
+9
+450% +$288
BRAG
3609
Bragg Gaming Group
BRAG
$43M
$304 ﹤0.01%
100
– –
YORW icon
3610
York Water
YORW
$505M
$304 ﹤0.01%
10
– –
AVBP icon
3611
ArriVent BioPharma
AVBP
$1.48B
$295 ﹤0.01%
16
– –
JAMF
3612
DELISTED
Jamf
JAMF
$289 ﹤0.01%
+27
New +$244
KSCP icon
3613
Knightscope
KSCP
$25M
$289 ﹤0.01%
+50
New +$309
WASH icon
3614
Washington Trust Bancorp
WASH
$732M
$289 ﹤0.01%
10
– –
ULST icon
3615
State Street Ultra Short Term Bond ETF
ULST
$527M
$285 ﹤0.01%
+7
New +$284
KYMR icon
3616
Kymera Therapeutics
KYMR
$9.1B
$283 ﹤0.01%
5
– –
LFVN icon
3617
LifeVantage
LFVN
$82.4M
$282 ﹤0.01%
29
– –
PSTL
3618
Postal Realty Trust
PSTL
$723M
$282 ﹤0.01%
18
– –
ICL icon
3619
ICL Group
ICL
$6.81B
$280 ﹤0.01%
+45
New +$289
NAVI icon
3620
Navient
NAVI
$774M
$276 ﹤0.01%
21
-40
-66% -$543
MTLS
3621
Materialise
MTLS
$379M
$273 ﹤0.01%
49
– –
SD icon
3622
SandRidge Energy
SD
$510M
$271 ﹤0.01%
24
– –
PINE
3623
Alpine Income Property Trust
PINE
$339M
$269 ﹤0.01%
19
– –
VSH icon
3624
Vishay Intertechnology
VSH
$5.86B
$260 ﹤0.01%
17
– –
WTTR icon
3625
Select Water Solutions
WTTR
$2.51B
$257 ﹤0.01%
24
– –
143 144
145
146 147

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.