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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLTX icon
3576
MoonLake Immunotherapeutics
MLTX
$1.59B
$387 ﹤0.01%
54
+46
+575% +$2.4K
NEO icon
3577
NeoGenomics
NEO
$1.81B
$386 ﹤0.01%
50
– –
NABL icon
3578
N-able
NABL
$769M
$382 ﹤0.01%
49
– –
HAIN icon
3579
Hain Celestial
HAIN
$47.8M
$376 ﹤0.01%
+238
New +$406
SMA
3580
SmartStop Self Storage REIT
SMA
$1.92B
$376 ﹤0.01%
+10
New +$364
CNA icon
3581
CNA Financial
CNA
$14.5B
$372 ﹤0.01%
8
-72
-90% -$3.34K
WERN icon
3582
Werner Enterprises
WERN
$2.54B
$368 ﹤0.01%
14
-280
-95% -$7.85K
ALHC icon
3583
Alignment Healthcare
ALHC
$4.02B
$366 ﹤0.01%
+21
New +$311
EWM icon
3584
iShares MSCI Malaysia ETF
EWM
$305M
$363 ﹤0.01%
14
-21
-60% -$520
PAM icon
3585
Pampa Energía
PAM
$4.64B
$360 ﹤0.01%
6
-5
-45% -$346
WMK icon
3586
Weis Markets
WMK
$1.82B
$359 ﹤0.01%
5
– –
MYGN icon
3587
Myriad Genetics
MYGN
$530M
$354 ﹤0.01%
+49
New +$291
CBRL icon
3588
Cracker Barrel
CBRL
$1.2B
$352 ﹤0.01%
8
– –
PRLB icon
3589
Protolabs
PRLB
$1.86B
$350 ﹤0.01%
7
– –
CDNA icon
3590
CareDx
CDNA
$1.92B
$349 ﹤0.01%
24
-396
-94% -$5.64K
SRRK icon
3591
Scholar Rock
SRRK
$5.71B
$335 ﹤0.01%
9
– –
CVR icon
3592
Chicago Rivet & Machine Co
CVR
$9.56M
$334 ﹤0.01%
32
-49
-60% -$546
TBCH
3593
Turtle Beach Corp
TBCH
$239M
$334 ﹤0.01%
21
– –
EIDO icon
3594
iShares MSCI Indonesia ETF
EIDO
$476M
$333 ﹤0.01%
19
– –
KLAR
3595
Klarna Group
KLAR
$6.56B
$330 ﹤0.01%
+9
New +$385
XRX icon
3596
Xerox
XRX
$337M
$327 ﹤0.01%
87
-30
-26% -$133
RMAX icon
3597
RE/MAX Holdings
RMAX
$200M
$321 ﹤0.01%
34
– –
UAE icon
3598
iShares MSCI UAE ETF
UAE
$306M
$321 ﹤0.01%
17
-34
-67% -$664
DRS icon
3599
Leonardo DRS
DRS
$12.8B
$318 ﹤0.01%
7
– –
PHI icon
3600
PLDT
PHI
$4.25B
$318 ﹤0.01%
17
-17
-50% -$365
142 143
144
145 146

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.