We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
326
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.61M 0.05%
150,698
+4,274
+3% +$45.9K
ROST icon
327
Ross Stores
ROST
$76.6B
$1.61M 0.05%
10,971
-671
-6% -$96.1K
DE icon
328
Deere & Co
DE
$170B
$1.6M 0.05%
3,902
-21
-0.5% -$8.05K
SNA icon
329
Snap-on
SNA
$20.9B
$1.6M 0.05%
5,407
+363
+7% +$103K
SCZ icon
330
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.59M 0.05%
25,033
-819
-3% -$50.1K
NVS icon
331
Novartis
NVS
$295B
$1.58M 0.05%
16,361
-3,788
-19% -$388K
BDX icon
332
Becton Dickinson
BDX
$43.1B
$1.58M 0.05%
6,389
+509
+9% +$122K
ZTS icon
333
Zoetis
ZTS
$31.6B
$1.58M 0.05%
9,339
+1,104
+13% +$207K
EJUL icon
334
Innovator Emerging Markets Power Buffer ETF July
EJUL
$167M
$1.57M 0.05%
65,760
-188
-0.3% -$4.4K
HACK icon
335
Amplify Cybersecurity ETF
HACK
$2.63B
$1.56M 0.05%
24,389
-12,439
-34% -$789K
FDX icon
336
FedEx
FDX
$74.5B
$1.55M 0.05%
5,344
+657
+14% +$164K
TUA icon
337
Simplify Short Term Treasury Futures Strategy ETF
TUA
$712M
$1.54M 0.05%
70,517
+1,962
+3% +$43.9K
JANJ icon
338
Innovator Premium Income 30 Barrier ETF January
JANJ
$14.2M
$1.54M 0.05%
+62,396
New +$1.55M
FSTA icon
339
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.54M 0.05%
32,271
+755
+2% +$34.6K
QTEC icon
340
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.53M 0.05%
8,043
-97
-1% -$17.9K
PPA icon
341
Invesco Aerospace & Defense ETF
PPA
$8.27B
$1.53M 0.05%
15,039
+3,602
+31% +$342K
ECL icon
342
Ecolab
ECL
$75.6B
$1.53M 0.05%
6,614
+614
+10% +$130K
HEI.A icon
343
HEICO Corp Class A
HEI.A
$35.4B
$1.52M 0.05%
9,858
+1,734
+21% +$257K
IMCG icon
344
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$1.51M 0.05%
21,416
+2,899
+16% +$193K
IWF icon
345
iShares Russell 1000 Growth ETF
IWF
$122B
$1.51M 0.05%
17,888
+400
+2% +$32.2K
ICF icon
346
iShares Select U.S. REIT ETF
ICF
$2.12B
$1.48M 0.05%
25,730
+1,979
+8% +$113K
APCB icon
347
ActivePassive Core Bond ETF
APCB
$1B
$1.48M 0.05%
50,218
+40,569
+420% +$1.2M
BR icon
348
Broadridge
BR
$17.2B
$1.47M 0.05%
7,186
+713
+11% +$144K
NJUL icon
349
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$1.47M 0.05%
25,439
+195
+0.8% +$11K
RIV
350
RiverNorth Opportunities Fund
RIV
$308M
$1.46M 0.05%
121,314
+6,342
+6% +$73.7K
12 13
14
15 16

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.