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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRDN icon
3451
Viridian Therapeutics
VRDN
$2.19B
– –
-9
Closed -$194
VRNA
3452
DELISTED
Verona Pharma
VRNA
– –
-7
Closed -$747
VRNS icon
3453
Varonis Systems
VRNS
$5.35B
– –
-31
Closed -$1.78K
VRNT
3454
DELISTED
Verint Systems
VRNT
– –
-1,155
Closed -$23.4K
VRRM icon
3455
Verra Mobility
VRRM
$640M
– –
-91
Closed -$2.25K
VRTS icon
3456
Virtus Investment Partners
VRTS
$1.12B
– –
-12
Closed -$2.28K
VSXY
3457
Victoria's Secret
VSXY
$6.83B
– –
-187
Closed -$5.08K
VSEC icon
3458
VSE Corp
VSEC
$5.64B
– –
-7
Closed -$1.16K
VSH icon
3459
Vishay Intertechnology
VSH
$5.7B
– –
-17
Closed -$260
VSLU icon
3460
Applied Finance Valuation Large Cap ETF
VSLU
$545M
– –
-40
Closed -$1.71K
VTMX icon
3461
Vesta Real Estate
VTMX
$3.19B
– –
-24
Closed -$679
VTRS icon
3462
Viatris
VTRS
$20.6B
– –
-4,156
Closed -$41.1K
VTS icon
3463
Vitesse Energy
VTS
$636M
– –
-53
Closed -$1.23K
VTWG icon
3464
Vanguard Russell 2000 Growth ETF
VTWG
$1.48B
– –
-180
Closed -$42.1K
VTWO icon
3465
Vanguard Russell 2000 ETF
VTWO
$17.4B
– –
-527
Closed -$51.6K
VVV icon
3466
Valvoline
VVV
$5.03B
– –
-95
Closed -$3.41K
VVX icon
3467
V2X
VVX
$2.74B
– –
-280
Closed -$16.3K
W icon
3468
Wayfair
W
$12.4B
– –
-100
Closed -$8.93K
WAL icon
3469
Western Alliance Bancorporation
WAL
$9.04B
– –
-649
Closed -$56.3K
WASH icon
3470
Washington Trust Bancorp
WASH
$737M
– –
-10
Closed -$289
WB icon
3471
Weibo
WB
$1.92B
– –
-114
Closed -$1.41K
WBS icon
3472
Webster Financial
WBS
$12.5B
– –
-853
Closed -$50.7K
WD icon
3473
Walker & Dunlop
WD
$1.69B
– –
-121
Closed -$10.1K
WDFC icon
3474
WD-40
WDFC
$3.13B
– –
-45
Closed -$8.89K
WDS icon
3475
Woodside Energy
WDS
$41.4B
– –
-1,093
Closed -$16.4K
137 138
139
140 141

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.