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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGA icon
3426
SIGA Technologies
SIGA
$223M
$915 ﹤0.01%
100
– –
FINV
3427
FinVolution Group
FINV
$1.12B
$907 ﹤0.01%
123
-30
-20% -$263
REPL icon
3428
Replimune Group
REPL
$814M
$905 ﹤0.01%
216
+190
+731% +$1.21K
EIS icon
3429
iShares MSCI Israel ETF
EIS
$879M
$903 ﹤0.01%
9
-11
-55% -$1.03K
LE icon
3430
Lands' End
LE
$361M
$902 ﹤0.01%
64
– –
GO icon
3431
Grocery Outlet
GO
$891M
$899 ﹤0.01%
56
+29
+107% +$463
QFIN icon
3432
Qfin Holdings
QFIN
$1.61B
$892 ﹤0.01%
31
-8
-21% -$272
NAT icon
3433
Nordic American Tanker
NAT
$1.37B
$885 ﹤0.01%
282
-276
-49% -$815
EGY icon
3434
Vaalco Energy
EGY
$594M
$884 ﹤0.01%
220
– –
ANDE icon
3435
Andersons Inc
ANDE
$2.65B
$876 ﹤0.01%
22
-3
-12% -$116
PSNL icon
3436
Personalis
PSNL
$1.26B
$874 ﹤0.01%
134
– –
SPHR icon
3437
Sphere Entertainment
SPHR
$4.88B
$870 ﹤0.01%
14
– –
AI icon
3438
C3.ai
AI
$1.27B
$867 ﹤0.01%
50
-258
-84% -$5.39K
ZTO icon
3439
ZTO Express
ZTO
$18.2B
$864 ﹤0.01%
45
-1
-2% -$19
REVG
3440
DELISTED
REV Group
REVG
$850 ﹤0.01%
15
– –
AD
3441
Array Digital Infrastructure
AD
$3.02B
$850 ﹤0.01%
17
+11
+183% +$683
GRPN icon
3442
Groupon
GRPN
$980M
$841 ﹤0.01%
36
– –
XTL icon
3443
State Street SPDR S&P Telecom ETF
XTL
$581M
$840 ﹤0.01%
6
– –
SFL icon
3444
SFL Corp
SFL
$1.59B
$836 ﹤0.01%
111
-50
-31% -$430
BBIO icon
3445
BridgeBio Pharma
BBIO
$16.5B
$831 ﹤0.01%
16
-22
-58% -$1.07K
USNA icon
3446
Usana Health Sciences
USNA
$394M
$827 ﹤0.01%
30
– –
CQQQ icon
3447
Invesco China Technology ETF
CQQQ
$2.95B
$826 ﹤0.01%
14
– –
GLIBK
3448
Liberty Capital Corp Series C GCI Group Common Stock
GLIBK
$876M
$820 ﹤0.01%
+22
New +$776
ITIC
3449
Investors Title Co
ITIC
$533M
$803 ﹤0.01%
+3
New +$697
SG icon
3450
Sweetgreen
SG
$713M
$798 ﹤0.01%
+100
New +$1.09K
136 137
138
139 140

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.