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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USTB icon
3401
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.28B
– –
-1,520
Closed -$77.5K
USXF icon
3402
iShares ESG Advanced MSCI USA ETF
USXF
$1.42B
– –
-2,988
Closed -$171K
UTI icon
3403
Universal Technical Institute
UTI
$2.08B
– –
-822
Closed -$26.8K
UTMD icon
3404
Utah Medical Products
UTMD
$214M
– –
-59
Closed -$3.71K
UTZ icon
3405
Utz Brands
UTZ
$1.25B
– –
-961
Closed -$11.7K
UUUU icon
3406
Energy Fuels
UUUU
$2.82B
– –
-1,032
Closed -$15.8K
UVV icon
3407
Universal Corp
UVV
$1.34B
– –
-45
Closed -$2.51K
UVSP icon
3408
Univest Financial
UVSP
$1.23B
– –
-14
Closed -$420
UWMC icon
3409
UWM Holdings
UWMC
$621M
– –
-1,760
Closed -$10.7K
VABK icon
3410
Virginia National Bankshares
VABK
$243M
– –
-336
Closed -$13K
VAL icon
3411
Valaris
VAL
$5.51B
– –
-70
Closed -$3.41K
VAL.WS icon
3412
Valaris Ltd Warrants
VAL.WS
$724M
– –
-2
Closed -$6
VALE icon
3413
Vale
VALE
$62.9B
– –
-1,311
Closed -$14.2K
VAW icon
3414
Vanguard Materials ETF
VAW
$3B
– –
-149
Closed -$30.5K
VBF icon
3415
Invesco Bond Fund
VBF
$168M
– –
-743
Closed -$11.7K
VBTX
3416
DELISTED
Veritex Holdings
VBTX
– –
-104
Closed -$3.49K
VCEL icon
3417
Vericel Corp
VCEL
$2.3B
– –
-426
Closed -$13.4K
VCLT icon
3418
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
– –
-2,390
Closed -$186K
VCTR icon
3419
Victory Capital Holdings
VCTR
$6.08B
– –
-375
Closed -$24.3K
VCYT icon
3420
Veracyte
VCYT
$4.52B
– –
-2,498
Closed -$85.8K
VECO icon
3421
Veeco
VECO
$3.15B
– –
-24
Closed -$730
VEGN icon
3422
US Vegan Climate ETF
VEGN
$179M
– –
-224
Closed -$13.3K
VEON icon
3423
VEON
VEON
$3.53B
– –
-61
Closed -$3.32K
VFF icon
3424
Village Farms International
VFF
$235M
– –
-1,100
Closed -$3.44K
VFC icon
3425
VF Corp
VFC
$6.68B
– –
-1,940
Closed -$28K
135 136
137
138 139

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.