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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMDT icon
3351
PIMCO Commodity Strategy Active Exchange-Traded Fund
CMDT
$810M
$1.23K ﹤0.01%
45
– –
VTS icon
3352
Vitesse Energy
VTS
$659M
$1.23K ﹤0.01%
53
-9
-15% -$221
EWQ icon
3353
iShares MSCI France ETF
EWQ
$324M
$1.23K ﹤0.01%
28
-33
-54% -$1.42K
KRMN
3354
Karman Holdings
KRMN
$6.29B
$1.23K ﹤0.01%
17
-2
-11% -$110
MRUS
3355
DELISTED
Merus
MRUS
$1.22K ﹤0.01%
13
– –
TNC icon
3356
Tennant Co
TNC
$1.5B
$1.22K ﹤0.01%
15
– –
AGZ icon
3357
iShares Agency Bond ETF
AGZ
$553M
$1.21K ﹤0.01%
11
– –
PRCT icon
3358
Procept Biorobotics
PRCT
$950M
$1.21K ﹤0.01%
34
+6
+21% +$274
ATAI icon
3359
AtaiBeckley Inc
ATAI
$2.66B
$1.21K ﹤0.01%
229
– –
MBI icon
3360
MBIA
MBI
$288M
$1.21K ﹤0.01%
162
+145
+853% +$919
SITM icon
3361
SiTime
SITM
$16.6B
$1.21K ﹤0.01%
4
– –
GTLS
3362
DELISTED
Chart Industries
GTLS
$1.2K ﹤0.01%
6
-89
-94% -$16.9K
DAVE icon
3363
Dave Inc
DAVE
$5.12B
$1.2K ﹤0.01%
6
– –
IESC icon
3364
IES Holdings
IESC
$12.5B
$1.19K ﹤0.01%
+3
New +$1.03K
PKX icon
3365
POSCO
PKX
$15.8B
$1.18K ﹤0.01%
24
+3
+14% +$162
KBWD icon
3366
Invesco KBW High Dividend Yield Financial ETF
KBWD
$408M
$1.18K ﹤0.01%
87
– –
NEXN
3367
Nexxen International
NEXN
$547M
$1.18K ﹤0.01%
127
-14
-10% -$139
SSL icon
3368
Sasol
SSL
$7.58B
$1.17K ﹤0.01%
188
+21
+13% +$123
WOR icon
3369
Worthington Enterprises
WOR
$2.76B
$1.17K ﹤0.01%
21
– –
VSEC icon
3370
VSE Corp
VSEC
$5.48B
$1.16K ﹤0.01%
7
– –
NRC icon
3371
NRC Health Common Stock
NRC
$474M
$1.16K ﹤0.01%
91
– –
HLIT icon
3372
Harmonic Inc
HLIT
$1.21B
$1.16K ﹤0.01%
114
– –
RUN icon
3373
Sunrun
RUN
$2.37B
$1.16K ﹤0.01%
67
-34
-34% -$455
SPR
3374
DELISTED
Spirit AeroSystems
SPR
$1.16K ﹤0.01%
30
+12
+67% +$480
DCO icon
3375
Ducommun
DCO
$2.68B
$1.15K ﹤0.01%
12
– –
133 134
135
136 137

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.