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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWBI icon
3326
Smith & Wesson
SWBI
$655M
$1.36K ﹤0.01%
138
-63
-31% -$538
VIV icon
3327
Telefônica Brasil
VIV
$22.4B
$1.35K ﹤0.01%
106
-34
-24% -$408
AIFC
3328
AI Financial Corp
AIFC
$60.6M
$1.34K ﹤0.01%
+500
New +$2.99K
HMY icon
3329
Harmony Gold Mining
HMY
$9.92B
$1.34K ﹤0.01%
74
-21
-22% -$317
OPRA
3330
Opera Ltd
OPRA
$1.65B
$1.34K ﹤0.01%
65
+5
+8% +$89
OTLY
3331
Oatly Group
OTLY
$417M
$1.31K ﹤0.01%
81
-21
-21% -$338
CHT icon
3332
Chunghwa Telecom
CHT
$33.2B
$1.31K ﹤0.01%
+30
New +$1.33K
MTX icon
3333
Minerals Technologies
MTX
$2.31B
$1.3K ﹤0.01%
21
+15
+250% +$915
POWR
3334
iShares U.S. Power Infrastructure ETF
POWR
$442M
$1.3K ﹤0.01%
52
– –
EMA
3335
Emera Inc
EMA
$16.8B
$1.29K ﹤0.01%
+27
New +$1.26K
MGX icon
3336
Metagenomi Therapeutics
MGX
$45.6M
$1.29K ﹤0.01%
544
-1,393
-72% -$2.83K
INMB icon
3337
INmune Bio
INMB
$43.1M
$1.28K ﹤0.01%
+619
New +$1.42K
OMCL icon
3338
Omnicell
OMCL
$1.86B
$1.28K ﹤0.01%
42
-56
-57% -$1.72K
PTLO icon
3339
Portillo's
PTLO
$315M
$1.27K ﹤0.01%
197
– –
CSTM icon
3340
Constellium
CSTM
$3.96B
$1.26K ﹤0.01%
85
– –
SONO icon
3341
Sonos
SONO
$1.75B
$1.26K ﹤0.01%
80
– –
AGYS icon
3342
Agilysys
AGYS
$2.78B
$1.26K ﹤0.01%
12
+7
+140% +$774
KOP icon
3343
Koppers
KOP
$966M
$1.26K ﹤0.01%
45
– –
CIFR icon
3344
Cipher Digital
CIFR
$9.47B
$1.26K ﹤0.01%
+100
New +$754
BFLY icon
3345
Butterfly Network
BFLY
$1.72B
$1.26K ﹤0.01%
652
– –
FLNC icon
3346
Fluence Energy
FLNC
$1.78B
$1.25K ﹤0.01%
116
-34
-23% -$284
NBTB icon
3347
NBT Bancorp
NBTB
$2.72B
$1.25K ﹤0.01%
30
– –
LGLV icon
3348
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$1.25K ﹤0.01%
+7
New +$1.23K
XSVM icon
3349
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$1.24K ﹤0.01%
22
– –
GDS icon
3350
GDS Holdings
GDS
$6.34B
$1.24K ﹤0.01%
32
– –
132 133
134
135 136

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.