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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THRM icon
3301
Gentherm
THRM
$1.31B
– –
-155
Closed -$5.28K
THS
3302
DELISTED
Treehouse Foods
THS
– –
-4
Closed -$81
THYF icon
3303
T. Rowe Price US High Yield ETF
THYF
$844M
– –
-470
Closed -$24.6K
TIMB icon
3304
TIM SA
TIMB
$10.2B
– –
-160
Closed -$3.57K
TINY icon
3305
ProShares Nanotechnology ETF
TINY
$22M
– –
-27
Closed -$1.38K
TIPX icon
3306
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
– –
-1,140
Closed -$22K
TIPZ icon
3307
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$86.2M
– –
-312
Closed -$16.8K
TITN icon
3308
Titan Machinery
TITN
$466M
– –
-151
Closed -$2.53K
TJUL icon
3309
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
– –
-445
Closed -$13K
TKC icon
3310
Turkcell
TKC
$4.84B
– –
-101
Closed -$608
TK icon
3311
Teekay
TK
$975M
– –
-2,540
Closed -$20.8K
TKR icon
3312
Timken Company
TKR
$9.82B
– –
-2,490
Closed -$187K
TLK icon
3313
Telkom Indonesia
TLK
$14.2B
– –
-2
Closed -$38
TMDX icon
3314
Transmedics
TMDX
$2.5B
– –
-290
Closed -$32.5K
TME icon
3315
Tencent Music
TME
$14.5B
– –
-7,870
Closed -$184K
TMFE icon
3316
Motley Fool Capital Efficiency 100 Index ETF
TMFE
$76.6M
– –
-3,000
Closed -$87.3K
TMFC icon
3317
Motley Fool 100 Index ETF
TMFC
$2B
– –
-721
Closed -$50.9K
TMHC icon
3318
Taylor Morrison
TMHC
– –
-143
Closed -$9.44K
TNC icon
3319
Tennant Co
TNC
$1.5B
– –
-15
Closed -$1.22K
TNDM icon
3320
Tandem Diabetes Care
TNDM
$1.17B
– –
-381
Closed -$4.63K
TNET icon
3321
TriNet
TNET
$2.84B
– –
-254
Closed -$17K
TNL icon
3322
Travel + Leisure Co
TNL
$4.54B
– –
-1,138
Closed -$67.7K
TOK icon
3323
iShares MSCI Kokusai Fund
TOK
$246M
– –
-330
Closed -$44.5K
TOL icon
3324
Toll Brothers
TOL
$14B
– –
-752
Closed -$104K
TOTL icon
3325
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
– –
-371
Closed -$15.1K
131 132
133
134 135

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.