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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHIN icon
3301
Phinia Inc
PHIN
$2.9B
$38 ﹤0.01%
1
-10
-91% -$326
SLCA
3302
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$37 ﹤0.01%
3
– –
MIN
3303
Aberdeen Intermediate Income Fund
MIN
$273M
$35 ﹤0.01%
13
– –
ASIX icon
3304
AdvanSix
ASIX
$567M
$29 ﹤0.01%
1
– –
VAL.WS icon
3305
Valaris Ltd Warrants
VAL.WS
$724M
$27 ﹤0.01%
2
+1
+100% +$12
LBTYA icon
3306
Liberty Global Class A
LBTYA
$3.31B
$17 ﹤0.01%
1
– –
BGC icon
3307
BGC Group
BGC
$5.58B
$8 ﹤0.01%
1
– –
OMEX icon
3308
Odyssey Marine Exploration
OMEX
$40.4M
$8 ﹤0.01%
2
– –
HIMX
3309
Himax Technologies
HIMX
$2.2B
$5 ﹤0.01%
+1
New +$6
ASTR
3310
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$5 ﹤0.01%
7
– –
UAVS icon
3311
AgEagle Aerial Systems
UAVS
$41.4M
– –
0
– –
ADPT icon
3312
Adaptive Biotechnologies
ADPT
$3.56B
– –
-335
Closed -$1.64K
ADT icon
3313
ADT
ADT
$5.16B
– –
-769
Closed -$5.25K
AGL icon
3314
Agilon Health
AGL
$1.64B
– –
-7
Closed -$2.21K
AGZD icon
3315
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
– –
-216
Closed -$4.74K
ALGT icon
3316
Allegiant Air
ALGT
$2.64B
– –
-14
Closed -$1.16K
AMZA icon
3317
InfraCap MLP ETF
AMZA
$471M
– –
-379
Closed -$13.4K
ARCO icon
3318
Arcos Dorados Holdings
ARCO
$1.73B
– –
-132
Closed -$1.68K
ARDX icon
3319
Ardelyx
ARDX
$1.24B
– –
-2,000
Closed -$12.4K
EFOR
3320
Everforth Inc
EFOR
$845M
– –
-35
Closed -$3.37K
BALY icon
3321
Bally's
BALY
$672M
– –
-36
Closed -$502
BBAR icon
3322
BBVA Argentina
BBAR
$3.85B
– –
-22
Closed -$120
BILS icon
3323
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.88B
– –
-31
Closed -$3.07K
BLBD icon
3324
Blue Bird Corp
BLBD
$2.41B
– –
-33
Closed -$890
BRCC icon
3325
BRC Inc
BRCC
$126M
– –
-405
Closed -$1.47K
131 132
133
134 135

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.