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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
3276
TriCo Bancshares
TCBK
$1.85B
– –
-339
Closed -$15.1K
TCOM icon
3277
Trip.com Group
TCOM
$27.5B
– –
-1,444
Closed -$109K
TDC icon
3278
Teradata
TDC
$2.68B
– –
-52
Closed -$1.12K
TDOC icon
3279
Teladoc Health
TDOC
$1.58B
– –
-2,000
Closed -$15.5K
TDTT icon
3280
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
– –
-1,000
Closed -$24.3K
TDVG icon
3281
T. Rowe Price Dividend Growth ETF
TDVG
$1.41B
– –
-4,308
Closed -$189K
TDW icon
3282
Tidewater
TDW
$3.91B
– –
-18
Closed -$960
TDY icon
3283
Teledyne Technologies
TDY
$30.4B
– –
-315
Closed -$185K
TEAM icon
3284
Atlassian
TEAM
$22B
– –
-1,012
Closed -$162K
TECH icon
3285
Bio-Techne
TECH
$11.2B
– –
-545
Closed -$30.3K
TECK icon
3286
Teck Resources
TECK
$29.5B
– –
-3,022
Closed -$133K
TEF
3287
DELISTED
Telefonica
TEF
– –
-4,863
Closed -$24.7K
TENB icon
3288
Tenable Holdings
TENB
$3.56B
– –
-300
Closed -$8.75K
TEVA icon
3289
Teva Pharmaceuticals
TEVA
$35.9B
– –
-4,179
Closed -$84.4K
TEX icon
3290
Terex
TEX
$7.98B
– –
-1,586
Closed -$81.4K
TFI icon
3291
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
– –
-1,569
Closed -$71.5K
TFII icon
3292
TFI International
TFII
$12.4B
– –
-71
Closed -$6.25K
TFIN icon
3293
Triumph Financial Inc
TFIN
$1.84B
– –
-267
Closed -$13.4K
TFSL icon
3294
TFS Financial
TFSL
$5.1B
– –
-174
Closed -$2.29K
TFPM icon
3295
Triple Flag Precious Metals
TFPM
$6B
– –
-210
Closed -$6.14K
TGNA
3296
DELISTED
TEGNA Inc
TGNA
– –
-138
Closed -$2.81K
TGRW icon
3297
T. Rowe Price Growth Stock ETF
TGRW
$977M
– –
-730
Closed -$33.3K
TGTX icon
3298
TG Therapeutics
TGTX
$8.58B
– –
-6
Closed -$217
THD icon
3299
iShares MSCI Thailand ETF
THD
$361M
– –
-1
Closed -$59
THO icon
3300
Thor Industries
THO
$3.99B
– –
-1,382
Closed -$143K
130 131
132
133 134

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.