We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
3276
Empire State Realty Trust
ESRT
$976M
$1.66K ﹤0.01%
217
-60
-22% -$459
REMX icon
3277
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
$1.65K ﹤0.01%
25
+15
+150% +$832
FVRR icon
3278
Fiverr
FVRR
$376M
$1.64K ﹤0.01%
67
-6
-8% -$147
STRA icon
3279
Strategic Education
STRA
$1.71B
$1.63K ﹤0.01%
19
– –
COTY icon
3280
Coty
COTY
$2.33B
$1.63K ﹤0.01%
404
-205
-34% -$939
HUBG icon
3281
HUB Group
HUBG
$3.01B
$1.62K ﹤0.01%
47
+3
+7% +$107
IFN
3282
Aberdeen India Fund
IFN
$488M
$1.61K ﹤0.01%
110
– –
BANC icon
3283
Banc of California
BANC
$3.28B
$1.6K ﹤0.01%
97
– –
ACMR icon
3284
ACM Research
ACMR
$5.83B
$1.6K ﹤0.01%
41
– –
NCNO icon
3285
nCino
NCNO
$1.81B
$1.6K ﹤0.01%
59
-3
-5% -$88
PSMJ icon
3286
Pacer Swan SOS Moderate July ETF
PSMJ
$92.6M
$1.58K ﹤0.01%
50
– –
GXC icon
3287
State Street SPDR S&P China ETF
GXC
$445M
$1.57K ﹤0.01%
15
-29
-66% -$2.77K
JFLX
3288
JPMorgan Flexible Debt ETF
JFLX
$1.41B
$1.56K ﹤0.01%
+31
New +$1.56K
FIG
3289
Figma
FIG
$11.2B
$1.56K ﹤0.01%
+30
New +$2.06K
EBS icon
3290
Emergent Biosolutions
EBS
$375M
$1.55K ﹤0.01%
176
– –
LI icon
3291
Li Auto
LI
$12.6B
$1.55K ﹤0.01%
61
-6
-9% -$155
SHOO icon
3292
Steven Madden
SHOO
$3.12B
$1.54K ﹤0.01%
46
+33
+254% +$925
PAYO icon
3293
Payoneer
PAYO
$2.41B
$1.52K ﹤0.01%
252
– –
AXGN icon
3294
Axogen
AXGN
$2.1B
$1.52K ﹤0.01%
85
– –
BHVN icon
3295
Biohaven
BHVN
$2.16B
$1.52K ﹤0.01%
101
– –
SENEA icon
3296
Seneca Foods Class A
SENEA
$1.13B
$1.51K ﹤0.01%
14
– –
HARD icon
3297
Simplify Commodities Strategy No K-1 ETF
HARD
$83.8M
$1.51K ﹤0.01%
+50
New +$1.48K
BUYW icon
3298
Main BuyWrite ETF
BUYW
$1.27B
$1.51K ﹤0.01%
+106
New +$1.5K
DNA icon
3299
Ginkgo Bioworks
DNA
$481M
$1.5K ﹤0.01%
103
– –
UE icon
3300
Urban Edge Properties
UE
$2.94B
$1.49K ﹤0.01%
73
-64
-47% -$1.28K
130 131
132
133 134

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.