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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXG icon
3251
10x Genomics
TXG
$5.87B
$1.87K ﹤0.01%
160
-96
-38% -$1.25K
INDB icon
3252
Independent Bank
INDB
$4.05B
$1.87K ﹤0.01%
27
+2
+8% +$136
OFIX icon
3253
Orthofix Medical
OFIX
$455M
$1.86K ﹤0.01%
127
– –
ASYS icon
3254
Amtech Systems
ASYS
$278M
$1.85K ﹤0.01%
200
– –
SMMD icon
3255
iShares Russell 2500 ETF
SMMD
$3.58B
$1.84K ﹤0.01%
25
– –
PIO icon
3256
Invesco Global Water ETF
PIO
$269M
$1.84K ﹤0.01%
+41
New +$1.83K
SAFT icon
3257
Safety Insurance
SAFT
$1.52B
$1.84K ﹤0.01%
26
-1
-4% -$73
MPT
3258
Medical Properties Trust
MPT
$2.89B
$1.83K ﹤0.01%
361
-284
-44% -$1.25K
ECX icon
3259
ECARX Holdings
ECX
$393M
$1.83K ﹤0.01%
910
– –
BZ icon
3260
Kanzhun
BZ
$6.89B
$1.82K ﹤0.01%
78
– –
ARWR icon
3261
Arrowhead Research
ARWR
$12.1B
$1.79K ﹤0.01%
52
-2
-4% -$44
OII icon
3262
Oceaneering
OII
$5.25B
$1.78K ﹤0.01%
72
+35
+95% +$803
ABVX
3263
Abivax
ABVX
$11B
$1.78K ﹤0.01%
21
-15
-42% -$920
VRNS icon
3264
Varonis Systems
VRNS
$5.25B
$1.78K ﹤0.01%
31
-3
-9% -$166
RDNW
3265
RideNow Group
RDNW
$247M
$1.76K ﹤0.01%
400
– –
AVPT icon
3266
AvePoint
AVPT
$2.6B
$1.76K ﹤0.01%
117
+84
+255% +$1.41K
VISN
3267
Vistance Networks Inc
VISN
$2.66B
$1.73K ﹤0.01%
+112
New +$1.45K
CSTL icon
3268
Castle Biosciences
CSTL
$749M
$1.73K ﹤0.01%
76
– –
CENT icon
3269
Central Garden & Pet Co
CENT
$2.74B
$1.73K ﹤0.01%
53
– –
BTQ
3270
BTQ Technologies Corp
BTQ
$479M
$1.73K ﹤0.01%
+250
New +$1.54K
BCX icon
3271
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$1.73K ﹤0.01%
170
-350
-67% -$3.44K
DEEF icon
3272
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$54.7M
$1.72K ﹤0.01%
50
– –
UCTT
3273
Ultra Clean Holdings
UCTT
$4.16B
$1.72K ﹤0.01%
63
– –
VSLU icon
3274
Applied Finance Valuation Large Cap ETF
VSLU
$543M
$1.71K ﹤0.01%
40
– –
HSII
3275
DELISTED
Heidrick & Struggles
HSII
$1.69K ﹤0.01%
34
– –
129 130
131
132 133

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.