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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWAY icon
3226
Runway Growth Finance
RWAY
$228M
$230 ﹤0.01%
+19
New +$245
HMY icon
3227
Harmony Gold Mining
HMY
$9.92B
$229 ﹤0.01%
28
– –
SIBN icon
3228
SI-BONE Inc
SIBN
$737M
$229 ﹤0.01%
14
-145
-91% -$2.73K
BILI icon
3229
Bilibili
BILI
$7.18B
$224 ﹤0.01%
20
– –
NVX
3230
NOVONIX
NVX
$102M
$224 ﹤0.01%
100
– –
DMTK
3231
DELISTED
DermTech, Inc. Common Stock
DMTK
$222 ﹤0.01%
316
– –
NOVA
3232
DELISTED
Sunnova Energy
NOVA
$221 ﹤0.01%
36
-29
-45% -$262
IMOS
3233
ChipMOS TECHNOLOGIES
IMOS
$1.92B
$220 ﹤0.01%
+7
New +$199
EVA
3234
DELISTED
Enviva Inc.
EVA
$220 ﹤0.01%
500
– –
LLYVK icon
3235
Liberty Live Group Series C
LLYVK
$9.11B
$219 ﹤0.01%
5
-6
-55% -$230
STEM icon
3236
Stem
STEM
$49.2M
$219 ﹤0.01%
+5
New +$278
AXIA
3237
AXIA Energia
AXIA
$22.6B
$217 ﹤0.01%
33
– –
FG icon
3238
F&G Annuities & Life
FG
$3.93B
$203 ﹤0.01%
5
– –
SSL icon
3239
Sasol
SSL
$7.58B
$203 ﹤0.01%
26
+12
+86% +$99
FIGS icon
3240
FIGS
FIGS
$1.59B
$199 ﹤0.01%
40
– –
KROS icon
3241
Keros Therapeutics
KROS
$199M
$199 ﹤0.01%
3
-41
-93% -$2.43K
EVCM icon
3242
EverCommerce
EVCM
$2.05B
$198 ﹤0.01%
21
+1
+5% +$10
GPMT
3243
Granite Point Mortgage Trust
GPMT
$63.7M
$196 ﹤0.01%
41
– –
JPMB icon
3244
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.2M
$196 ﹤0.01%
5
– –
MSGE icon
3245
Madison Square Garden
MSGE
$3.61B
$196 ﹤0.01%
5
– –
NOAH
3246
Noah Holdings
NOAH
$588M
$194 ﹤0.01%
17
– –
WB icon
3247
Weibo
WB
$1.9B
$191 ﹤0.01%
21
-243
-92% -$2.2K
ALT icon
3248
Altimmune
ALT
$539M
$183 ﹤0.01%
+18
New +$183
IRS
3249
IRSA Inversiones y Representaciones
IRS
$1.26B
$178 ﹤0.01%
+20
New +$160
LFVN icon
3250
LifeVantage
LFVN
$82.4M
$175 ﹤0.01%
+29
New +$183
128 129
130
131 132

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.