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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGGH icon
301
Simplify Aggregate Bond ETF
AGGH
$571M
$1.78M 0.06%
83,200
+34,296
+70% +$741K
EFG icon
302
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.78M 0.06%
17,111
-438
-2% -$43.6K
SYK icon
303
Stryker
SYK
$127B
$1.77M 0.06%
4,952
+375
+8% +$126K
KJUL icon
304
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$1.76M 0.05%
62,681
+65
+0.1% +$1.76K
BLW icon
305
BlackRock Limited Duration Income Trust
BLW
$491M
$1.75M 0.05%
125,036
-175
-0.1% -$2.44K
XLF icon
306
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.75M 0.05%
41,519
-826
-2% -$32.6K
QUAL icon
307
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$1.73M 0.05%
10,541
+1,400
+15% +$219K
TFC icon
308
Truist Financial
TFC
$63.2B
$1.73M 0.05%
44,337
+1,200
+3% +$43.9K
T icon
309
AT&T
T
$165B
$1.72M 0.05%
97,692
+13,701
+16% +$234K
FMB icon
310
First Trust Managed Municipal ETF
FMB
$2.03B
$1.72M 0.05%
33,453
-2,094
-6% -$108K
FMDE icon
311
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.52B
$1.72M 0.05%
56,160
-1,890
-3% -$53.7K
FDL icon
312
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.71M 0.05%
44,330
-33,736
-43% -$1.23M
MOAT icon
313
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.7M 0.05%
18,901
+1,820
+11% +$156K
TM icon
314
Toyota
TM
$210B
$1.7M 0.05%
6,740
+1,308
+24% +$290K
DON icon
315
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$1.69M 0.05%
34,645
+588
+2% +$27K
PH icon
316
Parker-Hannifin
PH
$125B
$1.67M 0.05%
3,009
+230
+8% +$117K
TJX icon
317
TJX Companies
TJX
$170B
$1.67M 0.05%
16,474
+3,401
+26% +$330K
HON icon
318
Honeywell
HON
$77.1B
$1.67M 0.05%
8,624
-2,909
-25% -$548K
CRH icon
319
CRH
CRH
$66.7B
$1.66M 0.05%
19,233
+1,571
+9% +$120K
ITA icon
320
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.64M 0.05%
12,434
-869
-7% -$109K
JULQ
321
DELISTED
Innovator Premium Income 40 Barrier ETF July
JULQ
$1.64M 0.05%
65,941
– –
LRCX icon
322
Lam Research
LRCX
$382B
$1.64M 0.05%
16,850
+2,640
+19% +$232K
ONEQ icon
323
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$1.63M 0.05%
25,286
+4,070
+19% +$252K
GS icon
324
Goldman Sachs
GS
$313B
$1.63M 0.05%
3,893
+569
+17% +$221K
ETN icon
325
Eaton
ETN
$157B
$1.62M 0.05%
5,196
+863
+20% +$236K
11 12
13
14 15

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.