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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S icon
3201
SentinelOne
S
$6.22B
$2.24K ﹤0.01%
127
– –
CMPS
3202
Compass Pathways
CMPS
$1.52B
$2.22K ﹤0.01%
388
-53
-12% -$238
LTM
3203
LATAM Airlines Group S.A.
LTM
$14.4B
$2.22K ﹤0.01%
49
+31
+172% +$1.39K
ALKT icon
3204
Alkami Technology
ALKT
$1.8B
$2.21K ﹤0.01%
+89
New +$2.27K
PTON icon
3205
Peloton Interactive
PTON
$2.63B
$2.21K ﹤0.01%
245
– –
JPLD icon
3206
JPMorgan Limited Duration Bond ETF
JPLD
$3.95B
$2.2K ﹤0.01%
42
– –
WRBY icon
3207
Warby Parker
WRBY
$3.01B
$2.19K ﹤0.01%
80
– –
AFRI icon
3208
Forafric Global
AFRI
$283M
$2.19K ﹤0.01%
252
+158
+168% +$1.29K
ATXS
3209
DELISTED
Astria Therapeutics
ATXS
$2.18K ﹤0.01%
+300
New +$2.03K
LEU icon
3210
Centrus Energy
LEU
$3.22B
$2.17K ﹤0.01%
7
+2
+40% +$442
DK icon
3211
Delek US
DK
$3.87B
$2.16K ﹤0.01%
67
-53
-44% -$1.38K
PSCC icon
3212
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$37.8M
$2.14K ﹤0.01%
65
-311
-83% -$10.7K
PTGX icon
3213
Protagonist Therapeutics
PTGX
$8.75B
$2.13K ﹤0.01%
32
-4
-11% -$227
DWAS icon
3214
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$2.12K ﹤0.01%
23
– –
EZPW icon
3215
Ezcorp Inc
EZPW
$1.82B
$2.11K ﹤0.01%
+111
New +$1.74K
CIG icon
3216
CEMIG Preferred Shares
CIG
$6.09B
$2.11K ﹤0.01%
1,000
+66
+7% +$130
HI
3217
DELISTED
Hillenbrand
HI
$2.11K ﹤0.01%
78
– –
UMC icon
3218
United Microelectronic
UMC
$48.9B
$2.11K ﹤0.01%
278
-89
-24% -$631
BETZ icon
3219
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
$2.1K ﹤0.01%
88
– –
ARR
3220
Armour Residential REIT
ARR
$2.02B
$2.09K ﹤0.01%
140
-33
-19% -$518
BA.PRA
3221
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$7.49B
$2.09K ﹤0.01%
+30
New +$2.16K
HNST icon
3222
The Honest Company
HNST
$417M
$2.06K ﹤0.01%
561
– –
HOPE icon
3223
Hope Bancorp
HOPE
$1.72B
$2.06K ﹤0.01%
191
-1
-0.5% -$11
BBD icon
3224
Banco Bradesco
BBD
$38.1B
$2.05K ﹤0.01%
607
– –
EPAC icon
3225
Enerpac Tool Group
EPAC
$1.77B
$2.05K ﹤0.01%
50
– –
127 128
129
130 131

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.