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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINV
3201
FinVolution Group
FINV
$1.12B
$302 ﹤0.01%
60
– –
BYND icon
3202
Beyond Meat
BYND
$288M
$298 ﹤0.01%
36
-38
-51% -$292
LGF.B
3203
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$298 ﹤0.01%
+32
New +$296
AGIO icon
3204
Agios Pharmaceuticals
AGIO
$2.16B
$292 ﹤0.01%
10
– –
UVSP icon
3205
Univest Financial
UVSP
$1.23B
$291 ﹤0.01%
14
– –
PINE
3206
Alpine Income Property Trust
PINE
$339M
$290 ﹤0.01%
19
– –
TXMD icon
3207
TherapeuticsMD
TXMD
$23.8M
$289 ﹤0.01%
126
– –
CGC
3208
Canopy Growth
CGC
$375M
$285 ﹤0.01%
33
– –
WHF icon
3209
WhiteHorse Finance
WHF
$141M
$285 ﹤0.01%
+23
New +$290
NKLA
3210
DELISTED
Nikola Corporation Common Stock
NKLA
$281 ﹤0.01%
9
– –
RPRX icon
3211
Royalty Pharma
RPRX
$26.1B
$273 ﹤0.01%
9
-20
-69% -$590
WASH icon
3212
Washington Trust Bancorp
WASH
$732M
$269 ﹤0.01%
10
– –
ENR icon
3213
Energizer
ENR
$1.44B
$265 ﹤0.01%
9
-17
-65% -$514
AVAL icon
3214
Grupo Aval
AVAL
$5.67B
$263 ﹤0.01%
114
– –
ONL
3215
Orion Office REIT
ONL
$148M
$263 ﹤0.01%
75
– –
VTS icon
3216
Vitesse Energy
VTS
$659M
$261 ﹤0.01%
11
– –
ACCO icon
3217
Acco Brands
ACCO
$369M
$258 ﹤0.01%
46
-7
-13% -$42
AIFA
3218
All In FutureTech Alliance Inc
AIFA
$12.2M
$253 ﹤0.01%
+42
New +$264
AKO.B icon
3219
Embotelladora Andina Series B
AKO.B
$253 ﹤0.01%
17
+8
+89% +$121
SBSW icon
3220
Sibanye-Stillwater
SBSW
$5.92B
$250 ﹤0.01%
53
+26
+96% +$119
ELP
3221
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$247 ﹤0.01%
32
– –
TPIC
3222
DELISTED
TPI Composites
TPIC
$242 ﹤0.01%
83
-8
-9% -$24
AXSM icon
3223
Axsome Therapeutics
AXSM
$12.4B
$239 ﹤0.01%
3
– –
ALPN
3224
DELISTED
Alpine Immune Sciences Inc
ALPN
$238 ﹤0.01%
+6
New +$177
OMAB icon
3225
Grupo Aeroportuario Centro Norte
OMAB
$4.99B
$237 ﹤0.01%
3
– –
127 128
129
130 131

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.