We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
3176
Two Harbors Investment
TWO
$1.27B
$2.52K ﹤0.01%
255
+200
+364% +$2.01K
UVV icon
3177
Universal Corp
UVV
$1.34B
$2.51K ﹤0.01%
45
– –
IMVP
3178
Invesco India ETF
IMVP
$122M
$2.51K ﹤0.01%
100
– –
JULJ icon
3179
Innovator Premium Income 30 Barrier ETF July
JULJ
$13.6M
$2.5K ﹤0.01%
+100
New +$2.5K
CLOI icon
3180
VanEck CLO ETF
CLOI
$1.48B
$2.5K ﹤0.01%
47
-48
-51% -$2.54K
ESP icon
3181
Espey Mfg & Electronics Corp
ESP
$172M
$2.5K ﹤0.01%
63
+18
+40% +$841
NGVC icon
3182
Vitamin Cottage Natural Grocers
NGVC
$691M
$2.48K ﹤0.01%
62
– –
AAT
3183
American Assets Trust
AAT
$1.49B
$2.48K ﹤0.01%
122
-54
-31% -$1.09K
SARO
3184
StandardAero Inc
SARO
$9.54B
$2.43K ﹤0.01%
+89
New +$2.5K
NIU
3185
Niu Technologies
NIU
$202M
$2.42K ﹤0.01%
515
– –
STNG icon
3186
Scorpio Tankers
STNG
$3.96B
$2.41K ﹤0.01%
43
– –
RIG icon
3187
Transocean
RIG
$5.92B
$2.41K ﹤0.01%
771
+519
+206% +$1.57K
BFS
3188
Saul Centers
BFS
$875M
$2.39K ﹤0.01%
75
-4
-5% -$132
SHLS icon
3189
Shoals Technologies Group
SHLS
$1.58B
$2.39K ﹤0.01%
322
– –
GTY
3190
Getty Realty Corp
GTY
$2.1B
$2.36K ﹤0.01%
88
– –
HAPN
3191
Happen Inc
HAPN
$2.08B
$2.34K ﹤0.01%
154
– –
HIMX
3192
Himax Technologies
HIMX
$2.2B
$2.32K ﹤0.01%
263
+8
+3% +$69
DEHP icon
3193
Dimensional Emerging Markets High Profitability ETF
DEHP
$418M
$2.32K ﹤0.01%
76
– –
HRTS icon
3194
Tema ETF Trust Tema Heart & Health ETF
HRTS
$54.5M
$2.32K ﹤0.01%
75
– –
SLP icon
3195
Simulations Plus
SLP
$371M
$2.32K ﹤0.01%
154
+55
+56% +$800
MBWM icon
3196
Mercantile Bank Corp
MBWM
$1.01B
$2.29K ﹤0.01%
51
– –
TFSL icon
3197
TFS Financial
TFSL
$5.1B
$2.29K ﹤0.01%
174
-3,076
-95% -$40.7K
VRTS icon
3198
Virtus Investment Partners
VRTS
$1.11B
$2.28K ﹤0.01%
12
– –
RDY icon
3199
Dr. Reddy's Laboratories
RDY
$9.82B
$2.25K ﹤0.01%
161
-27
-14% -$389
VRRM icon
3200
Verra Mobility
VRRM
$615M
$2.25K ﹤0.01%
91
– –
126 127
128
129 130

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.