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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGRY icon
3151
Surgery Partners
SGRY
$2.06B
– –
-1,052
Closed -$22.8K
SGU icon
3152
Star Group
SGU
$428M
– –
-5,005
Closed -$59.2K
SHAK icon
3153
Shake Shack
SHAK
$2.3B
– –
-239
Closed -$22.4K
SHC icon
3154
Sotera Health
SHC
$4.95B
– –
-290
Closed -$4.56K
SHE icon
3155
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$321M
– –
-69
Closed -$8.79K
SHG icon
3156
Shinhan Financial Group
SHG
$33.6B
– –
-249
Closed -$12.5K
SHLS icon
3157
Shoals Technologies Group
SHLS
$1.58B
– –
-322
Closed -$2.39K
SHO icon
3158
Sunstone Hotel Investors
SHO
$2.19B
– –
-374
Closed -$3.5K
SHOO icon
3159
Steven Madden
SHOO
$3.12B
– –
-46
Closed -$1.54K
SIGA icon
3160
SIGA Technologies
SIGA
$223M
– –
-100
Closed -$915
SIGI icon
3161
Selective Insurance
SIGI
$5.74B
– –
-179
Closed -$14.5K
SIHY icon
3162
Harbor Ares Systematic High Yield ETF
SIHY
$148M
– –
-173
Closed -$8.02K
SII
3163
Sprott
SII
$2.65B
– –
-134
Closed -$11.1K
SIMO icon
3164
Silicon Motion
SIMO
$9.19B
– –
-130
Closed -$12.3K
SIRI icon
3165
SiriusXM
SIRI
$10B
– –
-3,160
Closed -$73.5K
SITE icon
3166
SiteOne Landscape Supply
SITE
$4.43B
– –
-327
Closed -$42.1K
SITM icon
3167
SiTime
SITM
$16.6B
– –
-4
Closed -$1.21K
SIXH icon
3168
ETC 6 Meridian Hedged Equity Index Option ETF
SIXH
$576M
– –
-299
Closed -$11.6K
SIZE icon
3169
iShares MSCI USA Size Factor ETF
SIZE
$427M
– –
-308
Closed -$49.5K
SJM icon
3170
J.M. Smucker
SJM
$12.6B
– –
-872
Closed -$94.7K
HTO
3171
H2O America
HTO
$2.67B
– –
-170
Closed -$8.28K
SKM icon
3172
SK Telecom
SKM
$13.7B
– –
-321
Closed -$6.93K
SKY icon
3173
Champion Homes
SKY
$4.48B
– –
-193
Closed -$14.7K
SKYT icon
3174
SkyWater Technology
SKYT
$1.51B
– –
-380
Closed -$7.09K
SKYW icon
3175
Skywest
SKYW
$4.11B
– –
-633
Closed -$63.7K
125 126
127
128 129

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.