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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFIG icon
3151
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$2.76K ﹤0.01%
114
– –
BBAX icon
3152
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.56B
$2.76K ﹤0.01%
+49
New +$2.74K
UCB
3153
United Community Banks
UCB
$4.22B
$2.76K ﹤0.01%
88
-1
-1% -$32
FNB icon
3154
FNB Corp
FNB
$6.78B
$2.75K ﹤0.01%
171
– –
CADE
3155
DELISTED
Cadence Bank
CADE
$2.74K ﹤0.01%
73
+4
+6% +$144
JMIA
3156
Jumia Technologies
JMIA
$726M
$2.74K ﹤0.01%
236
– –
BLSH
3157
Bullish
BLSH
$3.63B
$2.73K ﹤0.01%
+43
New +$2.64K
LBRDK icon
3158
Liberty Broadband Class C
LBRDK
$4.15B
$2.73K ﹤0.01%
43
-89
-67% -$6.22K
XENE icon
3159
Xenon Pharmaceuticals
XENE
$6.32B
$2.73K ﹤0.01%
68
– –
PD icon
3160
PagerDuty
PD
$700M
$2.71K ﹤0.01%
164
– –
KAI icon
3161
Kadant
KAI
$3.69B
$2.68K ﹤0.01%
9
– –
MAKX icon
3162
ProShares S&P Kensho Smart Factories ETF
MAKX
$4.83M
$2.66K ﹤0.01%
52
– –
TRIP icon
3163
TripAdvisor
TRIP
$1.59B
$2.65K ﹤0.01%
163
– –
EXTR icon
3164
Extreme Networks
EXTR
$3.86B
$2.62K ﹤0.01%
127
– –
QTWO icon
3165
Q2 Holdings
QTWO
$3.42B
$2.61K ﹤0.01%
36
-170
-83% -$14K
CTS icon
3166
CTS Corp
CTS
$1.72B
$2.6K ﹤0.01%
65
– –
EPP icon
3167
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$2.58K ﹤0.01%
50
– –
CFLT
3168
DELISTED
Confluent
CFLT
$2.57K ﹤0.01%
130
-65
-33% -$1.36K
NIE
3169
Virtus Equity & Convertible Income Fund
NIE
$718M
$2.56K ﹤0.01%
102
-375
-79% -$9.16K
ASC icon
3170
Ardmore Shipping
ASC
$678M
$2.55K ﹤0.01%
215
+31
+17% +$347
TCBI icon
3171
Texas Capital Bancshares
TCBI
$4.31B
$2.54K ﹤0.01%
30
– –
VGM icon
3172
Invesco Trust Investment Grade Municipals
VGM
$549M
$2.53K ﹤0.01%
250
– –
TITN icon
3173
Titan Machinery
TITN
$466M
$2.53K ﹤0.01%
151
– –
CC icon
3174
Chemours
CC
$2.59B
$2.52K ﹤0.01%
159
-12
-7% -$174
CASS icon
3175
Cass Information Systems
CASS
$698M
$2.52K ﹤0.01%
64
+8
+14% +$341
125 126
127
128 129

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.