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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFWA icon
3151
Heritage Financial
HFWA
$1.24B
$171 ﹤0.01%
+8
New +$145
CGC
3152
Canopy Growth
CGC
$375M
$169 ﹤0.01%
+33
New +$197
TKC icon
3153
Turkcell
TKC
$4.84B
$164 ﹤0.01%
+34
New +$160
AIFU
3154
AIFU Inc
AIFU
$201M
– –
0
– –
MSGE icon
3155
Madison Square Garden
MSGE
$3.61B
$159 ﹤0.01%
+5
New +$155
JOYY
3156
JOYY Inc
JOYY
$3.73B
$159 ﹤0.01%
+4
New +$159
TMDX icon
3157
Transmedics
TMDX
$2.5B
$158 ﹤0.01%
+2
New +$121
GGB icon
3158
Gerdau
GGB
$9.44B
$155 ﹤0.01%
+38
New +$145
SBSW icon
3159
Sibanye-Stillwater
SBSW
$5.92B
$147 ﹤0.01%
+27
New +$140
AOUT icon
3160
American Outdoor Brands
AOUT
$162M
$143 ﹤0.01%
+17
New +$146
DRD
3161
DRDGold
DRD
$1.82B
$143 ﹤0.01%
+18
New +$154
AXIA.PR
3162
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$143 ﹤0.01%
+15
New +$130
EC icon
3163
Ecopetrol
EC
$32.9B
$143 ﹤0.01%
+12
New +$146
MNSO icon
3164
MINISO
MNSO
$3.64B
$143 ﹤0.01%
+7
New +$168
GRVY
3165
GRAVITY
GRVY
$427M
$139 ﹤0.01%
+2
New +$136
SSL icon
3166
Sasol
SSL
$7.58B
$139 ﹤0.01%
+14
New +$165
PTGX icon
3167
Protagonist Therapeutics
PTGX
$8.75B
$138 ﹤0.01%
+6
New +$105
DFIV icon
3168
Dimensional International Value ETF
DFIV
$20.7B
$137 ﹤0.01%
+4
New +$131
ZLAB icon
3169
Zai Lab
ZLAB
$2.17B
$137 ﹤0.01%
+5
New +$132
AKO.A icon
3170
Embotelladora Andina Series A
AKO.A
$135 ﹤0.01%
+11
New +$124
LPL icon
3171
LG Display
LPL
$3.17B
$135 ﹤0.01%
+28
New +$134
AKO.B icon
3172
Embotelladora Andina Series B
AKO.B
$134 ﹤0.01%
+9
New +$122
AFT
3173
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$133 ﹤0.01%
+10
New +$131
DAO
3174
Youdao
DAO
$1.85B
$126 ﹤0.01%
+32
New +$131
LX
3175
LexinFintech Holdings
LX
$244M
$125 ﹤0.01%
+68
New +$131
125 126
127
128 129

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.